国际板推出的相关法律制度研究

发布时间：2018-01-06 09:37

本文关键词：国际板推出的相关法律制度研究　出处：《天津师范大学》2012年硕士论文　论文类型：学位论文

【摘要】：国际板即境外公司在境内以A股上市,以人民币的方式计价发行。近期,国际板的讨论愈演愈烈,在股市低迷的现状下,要不要推出国际板,中国证券业的现状是否适合推出国际板,推出国际板之后会面临一些什么样的问题。但是,虽然反对之声不绝于耳,但是,上交所还是坚决的表示,国际板的推出势在必行,相关制度正在酝酿之中,不久之后将会推出。本文从讨论国际板的意义和影响开始,列出国际板可能遇到的一些法律障碍和困境,研究国外的经验和教训,从而对中国的相关法律制度构建提出相关建议。首先即为发行模式问题,IPO模式还是CDR模式或者联通模式都有各自的优势和障碍,我国又适合什么样的发行模式。然后是市场准入制度问题,上市制度和退市制度,首先分析了国外的模式,根据此基础谈谈如何构建中国的发行模式。保荐人制度有它的优点,怎么样建立。如果国际板被推出,那么投资者利益保护相关制度就非常重要。如何监管,如何协调不同国家的信息披露冲突,本文都将引用国外模式和根据中国实际情况进行研究构建相关法律制度。
[Abstract]:International board is listed as A shares in China and issued in RMB. Recently, the discussion of international board is becoming more and more intense. Under the current situation of stock market downturn, should we launch international board? Whether the current situation of China's securities industry is suitable for launching an international board, and what kind of problems it will face after the launch of the international board, however, despite the numerous voices of opposition, the Shanghai Stock Exchange has made firm remarks. The introduction of international board is imperative, the relevant system is brewing, soon will be launched. This paper begins with the discussion of the significance and influence of the international board, lists some legal obstacles and difficulties that may be encountered by the international board, and studies the experiences and lessons of foreign countries. In order to build the relevant legal system of China put forward relevant suggestions. First of all, the issue of IPO mode, CDR mode or Unicom mode have their own advantages and obstacles. Then the issue of market access system, listing system and delisting system, the first analysis of the foreign model. According to this foundation talk about how to build China's issuing mode. Sponsor system has its advantages and how to establish. If the international board is launched, then the investor interest protection system is very important. How to regulate. How to coordinate the conflict of information disclosure in different countries, this paper will use the foreign model and study according to the actual situation of China to construct the relevant legal system.
【学位授予单位】：天津师范大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D922.287;F832.51

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