金融深化与资本深化共生协调对能源消费的影响研究

发布时间：2018-02-09 06:31

本文关键词： 金融深化资本深化双重深化能源消费　出处：《中国海洋大学》2014年硕士论文　论文类型：学位论文

【摘要】：近年来我国经济的高速发展催生了能源消费的进一步诉求，，与之相对应的是我国能源资源禀赋不高、全球传统能源存量日渐枯竭、新能源开发进程缓慢的现实背景。从能源安全角度讲，研究宏观经济变量对能源消费的影响具有实际意义。我国长期存在金融深化与资本深化并行的“双重深化”现象，二者不但各自会对能源消费产生直接与间接影响，其互补的共生力量与交错的协调关系也不免会影响能源消费的发展步伐。加入WTO以来，双重深化路径的不断变迁还会对能源消费产生新的影响。因此，研究目前双重深化与能源消费作用关系是有必要的。学者们已分别进行了有关金融深化与能源消费、资本深化与能源消费关系的探索。然而金融深化与资本深化之间关系密切、相互影响，二者间的复杂作用力对能源消费可能产生外溢性的影响。为了探讨这种外溢影响并试图通过二者的配合来改善能源消费现状，将二者同时与能源消费联系起来是有必要的。基于此，本文在吸收前人研究成果的同时结合我国金融深化与资本深化的路径特点，阐释了双重深化对能源消费的作用机理，选取指标定量描述了双重深化现象，构建面板数据模型检验了双重深化与能源消费作用关系，并据此提出政策建议，促进双重深化与能源消费协调有序进行。本文首先界定了双重深化与能源消费相关概念，阐释了研究的相关理论基础，而后描述了双重深化及能源消费的现状，总结了金融深化对能源消费、资本深化对能源消费的作用路径，并创新性地阐释了双重深化的共生协调对能源消费的作用机理。在理论探讨的基础上，收集了我国2001年至2012年期间省级行政区域的统计数据，选取金融活动规模、金融业务效率、金融开放程度以及稳定性贡献四方面指标并运用熵权TOPSIS方法测算了省级金融深化程度，选取各地区当年劳动力人均资本增加来衡量资本深化的动态变化，提出双重深化协调度概念并运用耦合协调度方法测算了双重深化耦合协调度。在指标测算基础上，分别以能源使用效率与能源消费量作为被解释变量，以双重深化的共生性或协调度作为其衡量指标，构建包含金融深化、资本深化、双重深化的解释变量集，运用面板数据回归方法测算其作用关系。实证结果表明：在能源使用效率方面，金融深化促进了能源使用效率的提升，较高的双重深化协调程度提高了能源使用效率；在能源消费量方面，金融深化与能源消费量存在正向作用关系和倒U形曲线效应，资本深化与能源消费量存在正向关系，双重深化共生性与能源消费量存在负向关系；区域间对比显示，人均产值较高地区的双重深化对能源消费量的作用更加显著。通过将理论分析与实证结果相结合，笔者认为，协调好双重深化与能源消费发展关系应注重金融深化发展规模与效率之间的平衡、资本深化地域间与行业间的优化配置以及双重深化作用机制畅通与步伐协调。
[Abstract]:In recent years , the high - speed development of China ' s economy has spawned a further demand for energy consumption . In contrast , China ' s energy resources endowment is not high , the global traditional energy inventory is increasingly depleted , and the new energy development process is slow . In terms of energy security , it is necessary to study macro - economic variables directly and indirectly , and the complementary symbiosis power and the staggered coordination relationship will not only affect the development of energy consumption . In order to explore the relationship between the deepening of financial deepening and the deepening of the energy consumption , this paper expounds the mechanism of double deepening on energy consumption and the relationship between the dual deepening and the energy consumption , and puts forward the policy suggestion to promote the coordinated and orderly development of the dual deepening and energy consumption . This paper first defines the concept of dual deepening and energy consumption , explains the relevant theoretical basis of research , then describes the current situation of dual deepening and energy consumption , summarizes the path of financial deepening to energy consumption and capital deepening to energy consumption , and gives an innovative explanation of the mechanism of symbiotic coordination of dual deepening on energy consumption . On the basis of theoretical discussion , the statistics of provincial administrative regions between 2001 and 2012 were collected , and four indexes of financial activity scale , financial business efficiency , financial openness degree and stability contribution were selected . On the basis of index calculation , using energy consumption efficiency and energy consumption as an explanatory variable , the author constructs an explanatory variable set including financial deepening , capital deepening and double deepening as its measurement index , and constructs an explanatory variable set including financial deepening , capital deepening and double deepening . By combining the theoretical analysis with the empirical results , the author believes that the coordination of the relationship between the dual deepening and the development of energy consumption should pay attention to the balance between the scale and efficiency of the financial deepening , the optimal allocation between the region and the industry , and the smooth and pace coordination of the double deepening mechanism .

【学位授予单位】：中国海洋大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832;F426.2

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