宁夏电力公司全面风险管理研究

发布时间：2018-03-02 04:31

本文关键词： 宁夏电力公司风险管理管理体系　出处：《华北电力大学》2014年硕士论文　论文类型：学位论文

【摘要】：随着企业风险管理重要性的日益凸显,全球众多知名公司、跨国企业空前重视全面风险管理工作,各国政府、监管机构也对企业的风险控制能力与防范体系提出了更高的要求。在这样的大背景下,企业为了实现稳定、快速、健康的发展,实施全面风险管理就变得越来越迫切。再者,随着我国企业管理进一步的发展完善和全面风险管理在企业的广泛使用,全面风险管理将成为企业管理过程的骨干力量。国家电网公司在维护、加强国家能源安全及发展国民经济中所突显着重要的地位,与此同时,国家电网公司一直高度重视全面风险管理工作。因此,论文从风险、风险管理、及全面风险管理的基本理论入手,结合我国企业全面风险管理体系的构建,以COSO-ERM框架和风险管理指引为基础,论述了全面风险管理的目标设定、组织体系、风险管理信息系统、企业的风险管理文化及全而风险管理的基本流程以及有效性的检测。宁夏电力公司作为国家电网公司全资子公司,为宁夏经济社会的发展提供了电力供应和服务,论文以宁夏电力公司为载体,通过对宁夏电力公司的分析,结合宁夏电力公司主要的风险现状、公司企业全面风险管理存在的问题及实际情况进行全面风险管理体系的构建,对宁夏电力公司进行了全面风险管理的实例研究。论文通过COSO-ERM框架及相关理论,为宁夏电力公司设立了适合该企业的目标设定、组织体系、风险管理信息系统、企业的风险管理文化及全面风险管理的基本流程,其中,在全面风险管理的基本流程中,对风险管理初始信息的采集、风险评估、风险应对及监督做了详细的描述。在此基础上,通过对宁夏电力公司全面风险管理的实施,提出了相应的改进建议。同时,通过实施全面风险管理,对宁夏电力公司在全面风险管理应用过程中存在的问题,采取了相应的策略和措施,以此来提高风险管控能力,保持企业健康持续地发展。最后,论文对全面风险管理理论在宁夏电力公司全面风险管理的实施所取得的成就进行了总结,并对电力企业未来的进一步全面风险管理进行展望。
[Abstract]:With the increasing importance of enterprise risk management, many well-known companies in the world, multinational enterprises attach unprecedented importance to comprehensive risk management, governments, Regulators also put forward higher requirements for the risk control ability and prevention system of enterprises. In such a background, in order to achieve stable, rapid and healthy development, the implementation of comprehensive risk management becomes more and more urgent. With the further development and improvement of enterprise management in our country and the extensive use of comprehensive risk management in enterprises, comprehensive risk management will become the backbone of the enterprise management process. Strengthening the national energy security and developing the national economy highlights the important position, at the same time, the State Grid Company has always attached great importance to the overall risk management. Starting with the basic theory of comprehensive risk management, combined with the construction of comprehensive risk management system in China, based on the framework of COSO-ERM and the guidance of risk management, this paper discusses the goal setting, organization system and risk management information system of comprehensive risk management. As a wholly-owned subsidiary of State Grid Company, Ningxia Electric Power Company provides power supply and service for the economic and social development of Ningxia. This paper takes Ningxia Electric Power Company as the carrier, through the analysis of Ningxia Electric Power Company, combined with the main risk situation of Ningxia Electric Power Company, the existing problems and actual situation of the overall risk management of the company to construct the overall risk management system. Through the framework of COSO-ERM and related theories, the paper sets up the target setting, organization system and risk management information system for Ningxia Electric Power Company. The culture of risk management and the basic process of overall risk management, in which, in the basic process of overall risk management, the collection of initial information of risk management, risk assessment, The risk response and supervision are described in detail. On this basis, through the implementation of overall risk management in Ningxia Electric Power Company, the corresponding improvement suggestions are put forward. At the same time, through the implementation of comprehensive risk management, In order to improve the ability of risk control and maintain the healthy and sustainable development of the enterprise, the paper adopts the corresponding strategies and measures to solve the problems existing in the application of comprehensive risk management in Ningxia Electric Power Company. This paper summarizes the achievements of the implementation of the comprehensive risk management theory in Ningxia Electric Power Company, and looks forward to the future comprehensive risk management of the electric power enterprises.
【学位授予单位】：华北电力大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F272.3;F426.61

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