基于行业数据的企业异质性与自主创新能力的关系研究

发布时间：2018-07-10 15:25

本文选题：国际贸易 + 异质性理论　；参考：《广东财经大学》2014年硕士论文

【摘要】：国际贸易一方面反映了经济发展水平，一方面也作为增长的动力，推动了经济的发展。从古典经济学以后，国际贸易理论开始对贸易产生的原因与结果以及与之相应的政策进行分析。对国际贸易理论的研究方法越来越细，手段越来越严密。但是其模型都假定企业是同质性的，将企业的大部分特征都视为外生变量，忽略了不同企业自身的内部特性。但近期的研究却证明了一个事实：企业是异质性的。目前，中国企业正处在转型升级的关键时期，如何使企业在市场中保持稳定增长是我国政府和企业面临的巨大问题。企业的自主创新能力是企业在国际化经营过程中保持长期竞争优势的关键。自主创新能力既包括技术创新，也包括制度上的创新，它是一个系统性的工程。处理好企业自主创新的各个环节是摆在我国企业面前的一大挑战。本文立足于异质性企业贸易理论，以单个企业作为研究对象，运用世界银行2012年中国787家制造业企业的微观数据，对中国制造业企业的异质性与自主创新能力进行研究。首先对企业的微观数据做出一定的调整，，分别选择出能够代表企业异质性的指标与企业自主创新能力的指标；然后构造模型计算出能够代表各企业异质性与自主创新能力大小的具体数值。最后通过比较分析以及建立回归模型研究企业异质性与自主创新的关系。研究结果表明，对于中国大部分制造业企业，企业异质性对其自主创新能力具有正向的促进作用，而自主创新能力对企业异质性也有积极的作用，尤其是技术密集型的产业。
[Abstract]:On the one hand, international trade reflects the level of economic development, on the other hand, as the power of growth, it promotes economic development. After classical economics, the international trade theory began to analyze the causes and results of trade and the corresponding policies. The research method of international trade theory is more and more detailed, the means is more and more strict. However, the models assume that the enterprise is homogeneity, most of the characteristics of the enterprise are regarded as exogenous variables, and the internal characteristics of different enterprises are ignored. But recent research has proved the fact that firms are heterogeneous. At present, Chinese enterprises are in the critical period of transformation and upgrading. How to keep the steady growth of enterprises in the market is a huge problem facing our government and enterprises. The ability of independent innovation is the key to maintain long-term competitive advantage in the process of internationalization. Independent innovation capability includes both technological innovation and institutional innovation. It is a systematic project. It is a great challenge for Chinese enterprises to deal with all aspects of independent innovation. Based on the heterogeneity enterprise trade theory, this paper studies the heterogeneity and independent innovation ability of Chinese manufacturing enterprises by using the microscopic data of 787 manufacturing enterprises in China in 2012 from the World Bank. Firstly, the microcosmic data of enterprises are adjusted to select the index which can represent the heterogeneity of enterprises and the index of independent innovation ability. Then the model is constructed to calculate the specific values which can represent the heterogeneity of each firm and the size of independent innovation ability. Finally, the relationship between enterprise heterogeneity and independent innovation is studied by comparative analysis and regression model. The results show that for most manufacturing enterprises in China, heterogeneity plays a positive role in promoting independent innovation capability, and independent innovation ability also plays a positive role in enterprise heterogeneity, especially in technology-intensive industries.
【学位授予单位】：广东财经大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F273.1;F425

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