从信托义务理论到盗用信息理论:美国内幕交易监管经验与启示

发布时间：2018-01-17 22:32

  本文关键词：从信托义务理论到盗用信息理论:美国内幕交易监管经验与启示　出处：《社会科学研究》2012年03期 　论文类型：期刊论文

  更多相关文章： 美国内幕交易监管 信息平等理论 信托义务理论 盗用信息理论 信息传递责任理论

【摘要】：颁布禁令并不等于法律付诸实施,法律离不开良好的监管。内幕交易监管理论在美国的演进,说明抛开一些技术处理细节,内幕交易监管是可以把握并达到合理禁止目的的。美国内幕交易监管的制度、理论及相关判例启示我们,打击内幕交易不能停留在制度立法层面,需要良好的监管执法;虽然内幕交易极为隐蔽,号称"完美的犯罪",但若能合理借鉴他国经验,监管内幕交易的法律实施起来并不困难。
[Abstract]:The promulgation of prohibition does not mean the implementation of the law, the law can not be separated from good supervision. The evolution of the theory of insider trading regulation in the United States shows that some technical details aside. Insider trading supervision can grasp and achieve the purpose of reasonable prohibition. The system, theory and relevant cases of insider trading supervision in the United States suggest that the fight against insider trading can not stay in the level of system legislation. Need for good regulatory enforcement; Although insider trading is extremely covert, it is called "perfect crime", but it is not difficult to supervise the law of insider trading if we can use the experience of other countries for reference reasonably.
【作者单位】： 中央财经大学经济学院;
【分类号】：F831.51
【正文快照】： ，

本文编号：1438298