欧盟对信用评级机构的立法监管及新动向

发布时间：2018-02-03 08:02

本文关键词： 信用评级机构欧盟法金融监管话语权欧债危机　出处：《欧洲研究》2012年04期 　论文类型：期刊论文

【摘要】：全球三大评级机构在国际金融市场上具有举足轻重的话语权。评级机构在欧债危机中所扮演的角色并不是无辜的"报信者",由于其在市场上广泛的影响力,降级活动进一步加剧了市场的波动性,从而成为危机深化的重要推手。欧债危机促使欧盟加快对信用评级机构的立法步伐,强化在欧盟层面对信用评级机构统一注册和监管的法律框架。当前,对信用评级机构进行立法监管已经成为西方主要国家的共同实践,监管规则的国际协调持续推进。理解欧盟乃至全球各国对信用评级机构监管思路和实践的重大变化,对中国的金融监管部门和评级企业来说都具有重要的现实意义。
[Abstract]:The three major global rating agencies have a significant voice in the international financial market. The role of the rating agencies in the European debt crisis is not innocent "whistleblower" because of its extensive influence in the market. The downgrade further exacerbated market volatility and became an important driver of the deepening of the crisis, which has prompted the EU to speed up its legislation on credit rating agencies. Strengthen the legal framework of unified registration and supervision of credit rating agencies in the European Union. At present, the legislative supervision of credit rating agencies has become the common practice of major western countries. International coordination of regulatory rules continues to advance. Understand the European Union and even countries around the world to credit rating agencies regulatory thinking and practice of major changes. For China's financial regulatory authorities and rating enterprises have important practical significance.
【作者单位】：中国社会科学院研究生院欧洲研究系;
【分类号】：D95;F835
【正文快照】： 欧债危机让人们第一次如此集中地见证了信用评级机构的巨大威力。2009年12月,全球三大评级机构(标准普尔、穆迪、惠誉)先后下调希腊的主权信用评级,令希腊的国债收益率大幅攀升,债务链全线崩溃。此后,债务危机如同多米诺骨牌一样传导到其他欧元区国家。在一片“降级”声中,爱

【参考文献】