长三角、珠三角对外直接投资逆向技术溢出效应比较研究

发布时间：2018-03-30 17:24

本文选题：长三角　切入点：珠三角　出处：《南京师范大学》2014年硕士论文

【摘要】：在经济全球化背景下,一国的研发创新能力不仅取决于国内研发投入,更与从其他国家获取的技术外溢息息相关,而对外直接投资已成为获取国际技术研发外溢的主要渠道。随着走出去战略的积极实施,我国对外直接投资规模在不断扩大,中国已经从一个吸收外国直接投资最多的发展中国家,转变为对外直接投资规模最大的发展中国家。目前,国内学者大多是以国家或产业层面为切入点对逆向技术溢出效应进行研究,而以地区层面这一角度进行的研究基本没有。事实上,我国目前正处于改革开放后经济快速发展的时期,区域经济不协调,存在较大不平衡,因此本文选取我国经济最发达,也是对外直接投资最强劲区域——长三角、珠三角进行研究。西方经济学家发现,企业对先进技术的吸收、学习、模仿能力会受到其自身软硬件实力的制约,因此后起发展的国家若是要想通过技术引进和跨国投资的方式实现对发达国家的追赶,则必须首先提升自身的实力。本文沿袭前人研究成果,将逆向技术溢出效应制约因素总结为人力资本、经济开放度、金融发展水平以及研发水平,并对相关机理进行阐述。之后对长三角、珠三角1996-2011年对外直接投资相关数据进行多元线性回归检验,结果显示长三角、珠三角对外直接投资均对技术进步产生了促进作用,但逆向技术溢出效应还较小,因此要加快企业“走出去”的速度,提升企业“走出去”的质量,鼓励企业向欧美发达国家的高新技术产业进行投资。实证结果同时显示,长三角、珠三角的人力资本、经济开放度、金融发展水平以及研发投入均制约了逆向技术溢出效应的实现,其中研发水平的制约效应最为显著,因此,长三角、珠三角都应该提升自己的人力资本、经济开放度、金融发展水平以及研发投入,从而增强逆向技术溢出效应。
[Abstract]:In the context of economic globalization, a country's R & D innovation capability depends not only on domestic R & D investment, but also on technology spillovers from other countries. While foreign direct investment has become the main channel to obtain international technology R & D spillover. With the active implementation of the strategy of going abroad, the scale of China's foreign direct investment is constantly expanding. China has shifted from a developing country that absorbs the most foreign direct investment to one with the largest foreign direct investment. At present, most domestic scholars study the reverse technology spillover effect from the national or industrial level, but not from the regional level. In fact, China is now in the period of rapid economic development after the reform and opening up. The regional economy is not coordinated and there is a great imbalance. Therefore, this paper selects our economy as the most developed region, and is also the strongest region of foreign direct investment-the Yangtze River Delta. The Pearl River Delta is studied. Western economists have found that the ability of enterprises to absorb, learn and imitate advanced technology is restricted by their own strength of software and hardware. Therefore, if the developing countries want to catch up with the developed countries through technology introduction and transnational investment, they must first enhance their own strength. The constraints of reverse technology spillover effect are summarized as human capital, economic openness, financial development level and R & D level. The data of foreign direct investment in Pearl River Delta from 1996 to 2011 were tested by multivariate linear regression analysis. The results show that FDI in Yangtze River Delta and Pearl River Delta has promoted technological progress, but the reverse technology spillover effect is still small. Therefore, it is necessary to speed up the "going out" speed of enterprises, improve the quality of enterprises "going out", and encourage enterprises to invest in high-tech industries in developed countries in Europe and the United States. The empirical results also show that the human capital of the Yangtze River Delta and the Pearl River Delta, The degree of economic openness, the level of financial development and the investment in R & D all restrict the realization of reverse technology spillover effect, among which the restriction effect of R & D level is the most significant. Therefore, both the Yangtze River Delta and the Pearl River Delta should enhance their own human capital. Economic openness, financial development level and R & D investment to enhance reverse technology spillover effect.
【学位授予单位】：南京师范大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832.6;F124.3

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