巴塞尔Ⅲ在监管理论与框架上的改进:微观与宏观审慎有机结合

发布时间：2018-06-09 05:45

  本文选题：巴塞尔Ⅲ + 微观审慎监管　； 参考：《国际金融研究》2012年01期

【摘要】：巴塞尔Ⅲ作为此次国际金融危机后全球金融改革的重要成果,不但改进了传统金融监管理论只专注于单个金融机构风险而忽视了系统性风险的不足,而且在监管框架设计上,既注重加强微观审慎监管,又注重宏观审慎监管的有机结合。本文从阐释推动这次全球金融监管改革的理论基础出发,深入剖析了巴塞尔Ⅲ在微观审慎监管和宏观审慎监管上改进的原因与具体进展,最后探讨了巴塞尔Ⅲ可能对中国银行业的影响并提出对中国银行业改革的建议。
[Abstract]:Basel III, as an important achievement of global financial reform after the international financial crisis, not only improves the traditional financial supervision theory focusing on the risk of a single financial institution, but also neglects the deficiency of systemic risk, and designs the regulatory framework. Not only pay attention to strengthening micro-prudential supervision, but also pay attention to the organic combination of macro-prudential supervision. Based on the explanation of the theoretical basis of the global financial regulatory reform, this paper analyzes in depth the reasons and progress of the improvement of Basel 鈪，

本文编号：1999232