我国股指期货的主要风险及其法律对策

发布时间：2018-06-22 17:30

本文选题：股价期货 + 风险防范　；参考：《暨南学报(哲学社会科学版)》2012年07期

【摘要】：股价指数期货,是一种把股票价格指数作为标的物的期货合约。通常来说,我国的股票指数期货主要有市场风险、流动性风险、法律风险、基差风险、市场规则风险、交割风险、操作风险和股指期货市场的政府行为风险。导致上述风险主要由于股指期货市场和现货市场的投机程度具有一定差异,我国期货监管措施不完善,股指期货合约设计、品种选择等市场规则不合理,投资者获得信息不对称性等原因。应对我国股指期货风险,应该健全市场监管体系,完善我国一元三级的监管模式,建立并完善股指期货市场风险防范,完善股指期货市场的风险控制机制和期货业协会自律监管制度,尽快出台《期货交易法》,使得以上所讨论的风险防范机制上升到法律的层面,制定完善的股票指数期货法律并严格依法监管。
[Abstract]:Stock index futures is a kind of futures contract which takes stock price index as the subject matter. Generally speaking, there are market risk, liquidity risk, legal risk, base risk, market rule risk, delivery risk, operation risk and government behavior risk in stock index futures market in China. These risks are mainly due to the differences in the degree of speculation between the stock index futures market and the spot market, the imperfect regulatory measures for futures in our country, the unreasonable market rules such as the design of stock index futures contracts, the selection of varieties, and so on. Investors access to information asymmetry and other reasons. To deal with the risk of stock index futures in our country, we should perfect the market supervision system, perfect the supervision mode of one yuan and three levels, establish and perfect the risk prevention of stock index futures market. To improve the risk control mechanism in the stock index futures market and the self-regulatory system of futures industry associations, and to issue the Futures Trading Law as soon as possible, so that the risk prevention mechanism discussed above is raised to the legal level. Make perfect stock index futures law and strictly supervise according to law.
【作者单位】：海南政法职业学院政法管理系;
【分类号】：D922.287;F832.51

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