我国高技术产业的FDI溢出效应研究
发布时间：2018-11-14 17:54
【摘要】：高技术产业作为国家战略性前导产业,在我国制造业中有着显要的地位,2001年加入WTO以来,我国高技术产业进入了一个快速发展期,到2011年我国高技术产业总产值达到了88433.90亿元,初步奠定了其在制造业中的核心地位。跨国公司在我国的直接投资是除了我国政府的大力支持之外,我国高技术产业发展的一个非常重要的因素。2011年我国高技术产业中的外商直接投资企业贡献了总产值的62.92%,就业也占到了高技术产业总就业人数的59.31%。那么除了在宏观方面为我国高技术产业做出总量贡献外,跨国公司在我国的直接投资,是不是在微观技术进步和生产效率的提升方面给我国高技术产业的发展带来助力呢?即外商投资企业有没有给我国的高技术产业带来了技术溢出效应?如果有正向的技术溢出,影响技术溢出强弱的因素有哪些呢?为回答这些问题,我们首先对FDI溢出效应进行了理论和文献综述,归纳了FDI溢出效应的发生机理、转移渠道及其影响因素。其次,我们就我国高技术产业中的外商投资企业的存量及其分布特点进行了描绘,建立一个以总产值为解释变量、资本、劳动力投入和研发支出为等控制变量的实证方程,来考察外商直接投资存量对行业生产总值的影响,制作了涉及到17个子行业的136组数据的面板数据库。然后,我们分别采用固定效应模型、随机效应模型和OLS方法对我国高技术产业中的FDI溢出效应进行了实证分析,并在此基础上引入FDI溢出效应影响因子变量,检验了它们与溢出效应之间的相关关系。实证结果表明：(1)我国高技术产业中外商直接投资带来了明显的技术外溢效应；(2)内外资企业的技术差距以及出口外向度与FDI溢出效应呈现了负向相关关系；(3)国有比例的增高可以促进FDI溢出效应；(4)研发人员占比以及行业集中度对FDI溢出效应的影响不显著。最后,根据实证分析的结果,我们针对我国高技术产业的进一步发展提出了以下建议：(1)继续加大对高技术产业FDI的吸引力度；(2)加大对高技术企业研发创新和引入先进设备的支持； (3)采取特定产业政策以保持适中的行业集中度；(4)支持有实力的本土高技术企业开拓国外市场；(5)鼓励和支持本土企业建立完善的研发创新管理体系。
[Abstract]:As a national strategic leading industry, high-tech industry has a prominent position in China's manufacturing industry. Since China's entry into WTO in 2001, China's high-tech industry has entered a period of rapid development. By 2011, the total output value of high-tech industry in our country has reached 8.84339 trillion yuan, which has preliminarily established its core position in the manufacturing industry. In addition to the strong support of our government, the direct investment of transnational corporations in China, In 2011, foreign direct investment enterprises in high-tech industries contributed 62.92 percent of the total output value, and employment accounted for 59.31 percent of the total employment of high-tech industries. So in addition to the macro contribution to the total amount of high-tech industries in our country, the direct investment of multinational corporations in China, in the micro-technological progress and the promotion of production efficiency to promote the development of high-tech industries in China? That is, does the foreign-invested enterprise bring the technology spillover effect to the high-tech industry of our country? If there is a positive technology spillover, what are the factors that affect the technology spillover? In order to answer these questions, we firstly summarize the theory and literature of FDI spillover effect, summarize the mechanism of FDI spillover effect, transfer channel and its influencing factors. Secondly, we describe the stock and distribution characteristics of foreign-invested enterprises in high-tech industries in China, and establish an empirical equation with the total output value as the explanatory variable, capital, labor input and R & D expenditure as control variables. To investigate the impact of FDI stock on the gross domestic product of the industry, a panel database of 136 sets of data related to 17 sub-industries is made. Then, we use the fixed effect model, stochastic effect model and OLS method to analyze the FDI spillover effect in the high-tech industry of our country, and on this basis, we introduce the influence factor variable of FDI spillover effect. The correlation between them and spillover effect is examined. The empirical results show that: (1) FDI brings obvious technology spillover effect in high-tech industry, (2) there is a negative correlation between FDI spillover effect and the technology gap and export extroversion of domestic and foreign enterprises. (3) the increase of state-owned ratio can promote the spillover effect of FDI, (4) the proportion of R & D personnel and the degree of industry concentration have no significant effect on FDI spillover effect. Finally, according to the results of empirical analysis, we put forward the following suggestions for the further development of China's high-tech industry: (1) continue to increase the attractiveness of high-tech industry FDI; (2) to increase the support for R & D innovation and the introduction of advanced equipment to high-tech enterprises; (3) to adopt specific industrial policies to maintain moderate industry concentration; (4) to support local high-tech enterprises to develop foreign markets; (5) encourage and support local enterprises to establish perfect R & D innovation management system.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832.6;F276.44
本文编号：2331877
[Abstract]:As a national strategic leading industry, high-tech industry has a prominent position in China's manufacturing industry. Since China's entry into WTO in 2001, China's high-tech industry has entered a period of rapid development. By 2011, the total output value of high-tech industry in our country has reached 8.84339 trillion yuan, which has preliminarily established its core position in the manufacturing industry. In addition to the strong support of our government, the direct investment of transnational corporations in China, In 2011, foreign direct investment enterprises in high-tech industries contributed 62.92 percent of the total output value, and employment accounted for 59.31 percent of the total employment of high-tech industries. So in addition to the macro contribution to the total amount of high-tech industries in our country, the direct investment of multinational corporations in China, in the micro-technological progress and the promotion of production efficiency to promote the development of high-tech industries in China? That is, does the foreign-invested enterprise bring the technology spillover effect to the high-tech industry of our country? If there is a positive technology spillover, what are the factors that affect the technology spillover? In order to answer these questions, we firstly summarize the theory and literature of FDI spillover effect, summarize the mechanism of FDI spillover effect, transfer channel and its influencing factors. Secondly, we describe the stock and distribution characteristics of foreign-invested enterprises in high-tech industries in China, and establish an empirical equation with the total output value as the explanatory variable, capital, labor input and R & D expenditure as control variables. To investigate the impact of FDI stock on the gross domestic product of the industry, a panel database of 136 sets of data related to 17 sub-industries is made. Then, we use the fixed effect model, stochastic effect model and OLS method to analyze the FDI spillover effect in the high-tech industry of our country, and on this basis, we introduce the influence factor variable of FDI spillover effect. The correlation between them and spillover effect is examined. The empirical results show that: (1) FDI brings obvious technology spillover effect in high-tech industry, (2) there is a negative correlation between FDI spillover effect and the technology gap and export extroversion of domestic and foreign enterprises. (3) the increase of state-owned ratio can promote the spillover effect of FDI, (4) the proportion of R & D personnel and the degree of industry concentration have no significant effect on FDI spillover effect. Finally, according to the results of empirical analysis, we put forward the following suggestions for the further development of China's high-tech industry: (1) continue to increase the attractiveness of high-tech industry FDI; (2) to increase the support for R & D innovation and the introduction of advanced equipment to high-tech enterprises; (3) to adopt specific industrial policies to maintain moderate industry concentration; (4) to support local high-tech enterprises to develop foreign markets; (5) encourage and support local enterprises to establish perfect R & D innovation management system.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832.6;F276.44
【参考文献】
相关期刊论文 前1条
1 陈涛涛;影响中国外商直接投资溢出效应的行业特征[J];中国社会科学;2003年04期
，本文编号：2331877
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