行业吸收能力差异如何影响中国OFDI的逆向技术溢出？

发布时间：2018-01-02 14:10

本文关键词：行业吸收能力差异如何影响中国OFDI的逆向技术溢出？　出处：《深圳大学》2017年硕士论文　论文类型：学位论文

【摘要】：一国的科技发展与经济增长的动力取决于这个国家的技术进步,而技术进步不仅依赖于本国的研发投入,还与国际技术溢出有关系。目前,中国的科技水平与发达国家相比还有一定的距离,研发投入有限,自主创新能力不足,有效利用国际技术溢出的渠道促进国内技术进步就会显得格外重要。对外直接投资作为国际技术溢出的主要渠道之一,由投资对象国带给投资母国的“逆向”技术溢出效应越来越受到学者们的关注。技术传导的规律是从技术先进方流向技术落后方,而“逆向技术溢出”不是直接的技术转让,它始终与所投资的国家有关,与所投资的行业有关。如果说“技术源”是获得逆向技术溢出的外部因素,则“吸收能力”为获得逆向技术溢出的内部因素。近些年来,中国的OFDI得到了长足的发展:短短10余年间,中国已晋升为全球第二大资本输出国;中国境外投资的国家(地区)宽泛,行业门类齐全;中国OFDI的投资动机不断完善,早期主要投向亚非拉发展中国家的资源能源寻求型OFDI热潮之后,中国企业逐步大规模进入发达国家,成立研发中心,并购先进企业,学习领先技术。中国投资流向的结构性变化为研究中国企业获取逆向技术溢出提供了契机,而行业吸收能力的差异是检验逆向技术溢出效应的重要切入点。本文选取2004~2014年第一、二、三产业15个行业的面板数据,运用Malmquist指数法计算各行业的全要素生产率,并将全要素生产率的变动分解为技术效率的变化与技术进步的变化,经过实证分析得出:中国OFDI确实存在逆向技术溢出效应,但是第三产业进行OFDI获得的全要素生产率的增加比第一、二产业快。同时,第一、二、三产业的全要素生产率的提高主要是由于技术进步变化的促进。在此基础上,文章利用门槛回归模型对影响OFDI逆向技术溢出的吸收能力指标的门槛特征进行检验,并测算了投资依存度、收入水平、研发强度、人力资本引发积极逆向技术溢出效应的门槛值。
[Abstract]:Power depends on the development of science and technology and economic growth in the country's technological progress, development and technological progress depends not only on their own investment, but also has a relationship with the international technology spillover. At present, China technology level is still a certain distance compared with developed countries, R & D Investment Limited, inadequate capacity of independent innovation, effective use of international technology spillover channels to promote domestic technological progress will become more important. The foreign direct investment as one of the main channels of international technology spillovers, by investing to bring investment reverse technology spillover effect has attracted more and more attention of scholars. Technology transfer law is from advanced technology to technology and technology falls behind the reverse overflow is not direct technology transfer, it is always related to the investment, and the investment industry. If the "source" The external factors of reverse technology spillover, "absorption capacity" as the internal factors of reverse technology spillover. In recent years, China OFDI has got considerable development: just 10 years, Chinese has been promoted to the world's second largest exporter of capital; Chinese overseas investment countries (regions) broad, industry wide range; Chinese OFDI the investment motivation of continuous improvement, after the early Afro Asian developing countries mainly invest in energy resource seeking OFDI boom, China large-scale enterprises gradually enter the developed countries, set up R & D center, advanced enterprise merger, learning leading technology. Structural changes in investment flows to the Chinese provides an opportunity for the acquisition of the reverse technology spillover Chinese enterprise capabilities the difference absorption industry is an important entry point inspection and reverse technology spillover effect. This paper selects the 2004~2014 first, second years, the three industry 15 industry faces In the data, calculation of total factor productivity of the industry using the Malmquist index method, and the change of TFP change is decomposed into technical efficiency change and technological progress, through empirical analysis: the existence of reverse technology spillover effect Chinese OFDI, but increased third industry total factor productivity obtained by OFDI is faster than the first, second industry at the same time, first, second, three of the industry total factor productivity increase is mainly due to promote technological progress changes. On this basis, the characteristics of threshold threshold regression model of OFDI reverse technology spillover absorption ability index test, and measure the degree of dependence on investment, income level, R & D intensity, caused by human capital positive and reverse technology spillover effect and the threshold value.

【学位授予单位】：深圳大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.6

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