广东省FDI对技术创新的影响及其制约因素研究

发布时间：2018-05-19 21:16

本文选题：FDI + 广东省　；参考：《山西财经大学》2017年硕士论文

【摘要】：开放经济下,发展中国家提升技术创新水平主要有两个渠道,一是通过自主研发来促进技术创新,二是需要借助来自外部的力量,其中就包括对FDI带来的先进技术进行消化吸收后再创新。由于自主研发会受到国内研发经费不足、研发人员缺乏的限制,研究FDI对东道国技术创新的影响就变得尤为重要。然而,FDI的流入是否真正提升了东道国的技术创新水平,学者们对此看法不一。创新驱动战略的实施离不开技术创新,广东省作为利用外资大省,不断扩大对外开放,每年都有大量的FDI涌入,其自身的技术创新是否因此而受益,成为了亟待解决的问题。在当前扩大开放和鼓励创新的时代背景下,研究广东省FDI对技术创新的影响具有重要的现实意义。本文参考了FDI和技术创新的相关理论,总结提炼了FDI影响东道国技术创新的作用机理,分别阐述了东道国的人力资本状况、经济发展水平、对外开放度和基础设施水平对FDI影响东道国技术创新的制约,结合图表具体分析了广东省FDI和技术创新的现状。然后通过对知识生产函数进行相应的扩展,利用2006-2015年广东省21个地级市的面板数据构建计量模型,对于广东省FDI是否促进了技术创新进行实证检验,并在此基础上构建连乘变量考察了广东省的人力资本状况、经济发展水平、对外开放度和基础设施水平这四个因素对广东省FDI影响技术创新的制约作用。研究结果表明:广东省FDI对技术创新发挥着正向的促进作用,并且人力资本状况越好、经济发展水平越高,就越有利于发挥广东省FDI对技术创新的促进作用,对外开放度和基础设施水平对广东省FDI促进技术创新并未产生显著作用甚至出现了负作用。最后基于实证分析结果,针对广东省如何更加合理地利用FDI来推动技术创新,提出了相应的对策建议。
[Abstract]:In an open economy, there are mainly two channels for developing countries to upgrade their technological innovation level. One is to promote technological innovation through independent research and development, and the other is to rely on external forces. Which includes the advanced technology brought by FDI digestion and absorption of innovation. Due to the shortage of domestic R & D funds and the lack of R & D staff, it is particularly important to study the impact of FDI on technological innovation in host countries. However, scholars have different views on whether FDI inflows really enhance the level of technological innovation in host countries. The implementation of innovation-driven strategy can not be separated from technological innovation. Guangdong Province, as a big province of utilizing foreign capital, keeps expanding its opening to the outside world, and there is a large number of FDI coming in every year. Whether its own technological innovation will benefit from this has become an urgent problem to be solved. Under the background of expanding opening up and encouraging innovation, it is of great practical significance to study the influence of Guangdong FDI on technological innovation. Referring to the relevant theories of FDI and technological innovation, this paper summarizes and refines the mechanism of FDI's influence on the host country's technological innovation, and expounds the human capital status and the level of economic development of the host country, respectively. The degree of opening to the outside world and the level of infrastructure affect the technological innovation of the host country. The paper analyzes the current situation of FDI and technological innovation in Guangdong Province. Then through the corresponding expansion of knowledge production function, using the panel data of 21 prefectural cities in Guangdong Province from 2006 to 2015 to construct the econometric model, this paper makes an empirical test on whether Guangdong Province FDI has promoted technological innovation. On this basis, the author constructs the continuous multiplicative variable to investigate the influence of four factors on the technological innovation of Guangdong Province, such as the human capital, the level of economic development, the degree of opening to the outside world and the level of infrastructure. The results show that Guangdong FDI plays a positive role in promoting technological innovation, and the better the situation of human capital, the higher the level of economic development, the more conducive to the promotion of Guangdong Province's FDI to technological innovation. The degree of opening to the outside world and the level of infrastructure have no significant or even negative effects on the promotion of technological innovation by FDI in Guangdong Province. Finally, based on the results of empirical analysis, this paper puts forward corresponding countermeasures and suggestions on how to use FDI more reasonably to promote technological innovation in Guangdong Province.
【学位授予单位】：山西财经大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F124.3;F832.6

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