我国OFDI逆向技术溢出与能源利用率关系探究

发布时间：2018-06-21 03:16

本文选题：对外直接投资 + 逆向技术溢出　；参考：《首都经济贸易大学》2017年硕士论文

【摘要】：随着我国经济持续发展,我国的能源需求一直在增强,能源消费量已经居世界首位。与此同时我国不合理的能源利用方式以及国内能源供给不足,使我国能源短缺问题以及由此引发的环境问题愈发严重。在此背景下,我国更加重视采用多种方式解决能源利用率低的问题,而技术进步是提高能源利用率最根本的途径。技术进步能改变能源利用方式进而优化能源消费结构、提升能源利用效率。一个国家即可以通过加大国内科研教育的投入增强自主创新能力,也可以通过其他国家的技术溢出获取先进技术提升科技水平。我国企业可以通过对外直接投资主动地从国外获取先进技术,而本文就从此方面切入,研究我国OFDI逆向技术溢出对能源利用率的作用。本文首先对前人研究OFDI逆向技术溢出和能源利用效率的成果进行梳理,再对我国OFDI和能源利用的现状进行分析,总结我国现阶段在对外直接投资和能源利用过程中的特点和存在的问题。接着对OFDI逆向技术溢出效应的运作机制分三个阶段进行系统梳理,得出对外投资企业获取OFDI技术溢出、技术成果向母公司传导、技术成果对母国作用三方面的运作机理。接着在分析影响能源利用效率的因素及其作用机理的基础上,研究对外直接投资逆向技术溢出对能源利用效率的作用机制。实证分析方面,本文选取中国OFDI过程中10个主要的发达经济体作为样本,借鉴LP模型测算我国在2003年——2014年间对发达经济体OFDI获得的逆向技术溢出。再选取我国的能源利用率数据作为因变量,选取我国能源消费结构、产业结构、国内技术水平作为控制变量,运用回归分析模型实证检验了我国对外直接投资逆向技术溢出与能源利用效率的关系,得出对外直接投资的逆向技术溢出存量每增加1%,能源利用效率增长0.12%的结论。本文通过理论分析和实证检验证明了我国OFDI逆向技术溢出确实对能源利用效率有积极作用。最后根据我国实际情况,从我国OFDI逆向技术溢出推进技术进步的角度出发,为我国提高能源利用效率提出具体的政策性建议。
[Abstract]:With the sustainable development of China's economy, China's energy demand has been increasing, energy consumption has ranked first in the world. At the same time, the unreasonable way of energy utilization and the shortage of domestic energy supply in our country make the problem of energy shortage and the environmental problems caused by it become more and more serious. Under this background, our country pays more attention to solve the problem of low energy efficiency in many ways, and technological progress is the most fundamental way to improve energy efficiency. Technological progress can change the way of energy use and then optimize the structure of energy consumption and improve the efficiency of energy use. A country can enhance its independent innovation ability by increasing the input of domestic scientific research and education, and it can also acquire advanced technology to improve the level of science and technology through the technology spillover of other countries. Chinese enterprises can actively acquire advanced technology from abroad through foreign direct investment, and this paper studies the effect of OFDI reverse technology spillover on energy utilization efficiency. In this paper, the former research results of OFDI reverse technology spillover and energy utilization efficiency are firstly combed, and then the current situation of OFDI and energy utilization in China is analyzed. This paper summarizes the characteristics and problems in the process of foreign direct investment and energy utilization in China. Then the operating mechanism of OFDI reverse technology spillover effect is systematically combed in three stages, and the operating mechanism of OFDI technology spillover, technology achievement transmission to parent company and technology achievement effect on home country are obtained. Then, on the basis of analyzing the factors affecting energy use efficiency and its mechanism, this paper studies the mechanism of reverse technology spillover of foreign direct investment on energy use efficiency. In the empirical analysis, 10 major developed economies in the process of OFDI in China are selected as samples, and the reverse technology spillover from 2003 to 2014 is calculated by using LP model. Then select the data of energy utilization ratio as dependent variable, choose energy consumption structure, industrial structure, and domestic technology level as control variables. This paper empirically tests the relationship between reverse technology spillover of foreign direct investment and energy utilization efficiency by using regression analysis model, and draws the conclusion that the increase of reverse technology spillover stock of foreign direct investment increases by 0.12% for each increase in the stock of reverse technology spillover of foreign direct investment. Through theoretical analysis and empirical test, this paper proves that OFDI reverse technology spillover has a positive effect on energy utilization efficiency. Finally, according to the actual situation of our country, from the point of view of OFDI reverse technology spillover to promote technological progress, the paper puts forward concrete policy suggestions for improving energy utilization efficiency in China.
【学位授予单位】：首都经济贸易大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.6

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