兴业银行绿色债券发行案例研究
发布时间：2018-12-18 13:12
【摘要】：随着温室效应问题的日益凸显,全球对环境治理、可持续发展等问题愈加重视,具有低排放和低能耗特点的“低碳经济”渐渐为人们重视。作为现代经济的核心,金融领域在这一背景下创新出了“绿色金融”的概念,而绿色债券就是这一概念下的典型产品。上海浦东发展银行和兴业银行分别于2016年1月27日和2016年1月28日簿记发行了我国首批绿色债券,实现了我国绿色债券从理论到实践的跨越。鉴于兴业银行是我国绿色债券业务的先行者之一,本文以兴业银行绿色债券的发行作为案例研究对象,具有一定的理论价值和现实意义。本文采用案例分析法、比较分析法,首先介绍了绿色债券相关的概念和理论,然后具体分析我国绿色金融的基本现状以及国有商业银行绿色债券的创新与现状,最后通过我国发展绿色债券的必要性博弈论模型分析和对兴业银行绿色债券的案例分析,得出了兴业银行在绿色债券发行的过程中的经验以及不足之处。最后,通过对兴业银行绿色债券的经验借鉴,分析了对我国发展绿色债券的经验启示。通过对兴业银行绿色债券的研究,笔者认为相比于国际绿色金融的发展,国内在这一领域的理论和实践相对滞后,应该从国外先进的绿色金融实践中学习方法和理念。兴业银行在绿色债券的发行过程中存在着成功经验与不足,说明我国银行业在发展绿色债券的道路上要从债券设计和第三方认证等方面共同努力,才能使绿色债券很快得到发展。
[Abstract]:With the increasingly prominent Greenhouse Effect problem, the global environmental governance, sustainable development and other issues have been paid more and more attention to, with the characteristics of low emissions and low energy consumption, "low carbon economy" has gradually been paid attention to. As the core of modern economy, the financial field has innovated the concept of "green finance" under this background, and green bond is the typical product under this concept. Shanghai Pudong Development Bank and Industrial Bank issued the first batch of green bonds in China on January 27, 2016 and January 28, 2016, respectively, realizing the leap from theory to practice. In view of the fact that SocGen Bank is one of the pioneers of green bond business in China, this paper takes the issue of green bonds of Industrial Bank as the case study object, which has certain theoretical value and practical significance. This article uses the case analysis method, the comparative analysis method, first introduced the green bond correlation concept and the theory, then concretely analyzed our country green finance basic present situation as well as the state-owned commercial bank green bond innovation and the present situation. Finally, through the analysis of the necessity game theory model of developing green bonds and the case study of green bonds of Industrial Bank of China, the experience and deficiency of green bond issuance of SocGen Bank are obtained. Finally, through the experience of the Industrial Bank of China's green bonds, this paper analyzes the enlightenment to the development of green bonds in China. Through the research on green bond of Industrial Bank, the author thinks that compared with the development of international green finance, the domestic theory and practice in this field are relatively lagging behind, and we should learn from the advanced green financial practice of foreign countries. There are some successful experiences and shortcomings in the process of issuing green bonds, which indicates that the banks of our country should make joint efforts on the road of developing green bonds from the aspects of bond design and third party certification, etc. To make green bonds grow quickly.
【学位授予单位】：兰州财经大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.51
本文编号：2385905
[Abstract]:With the increasingly prominent Greenhouse Effect problem, the global environmental governance, sustainable development and other issues have been paid more and more attention to, with the characteristics of low emissions and low energy consumption, "low carbon economy" has gradually been paid attention to. As the core of modern economy, the financial field has innovated the concept of "green finance" under this background, and green bond is the typical product under this concept. Shanghai Pudong Development Bank and Industrial Bank issued the first batch of green bonds in China on January 27, 2016 and January 28, 2016, respectively, realizing the leap from theory to practice. In view of the fact that SocGen Bank is one of the pioneers of green bond business in China, this paper takes the issue of green bonds of Industrial Bank as the case study object, which has certain theoretical value and practical significance. This article uses the case analysis method, the comparative analysis method, first introduced the green bond correlation concept and the theory, then concretely analyzed our country green finance basic present situation as well as the state-owned commercial bank green bond innovation and the present situation. Finally, through the analysis of the necessity game theory model of developing green bonds and the case study of green bonds of Industrial Bank of China, the experience and deficiency of green bond issuance of SocGen Bank are obtained. Finally, through the experience of the Industrial Bank of China's green bonds, this paper analyzes the enlightenment to the development of green bonds in China. Through the research on green bond of Industrial Bank, the author thinks that compared with the development of international green finance, the domestic theory and practice in this field are relatively lagging behind, and we should learn from the advanced green financial practice of foreign countries. There are some successful experiences and shortcomings in the process of issuing green bonds, which indicates that the banks of our country should make joint efforts on the road of developing green bonds from the aspects of bond design and third party certification, etc. To make green bonds grow quickly.
【学位授予单位】：兰州财经大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.51
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