江苏省OFDI逆向技术溢出影响因素实证分析

发布时间：2018-05-27 10:00

本文选题：江苏省 + 对外直接投资　；参考：《南京理工大学》2017年硕士论文

【摘要】：在经济全球化的背景下,在日趋激烈的国际竞争中,各国企业要想在竞争中处于有利地位,就需要加强各自的核心竞争力。如何增强自身的核心竞争力,增加研发投入、进行自主研发成为企业长期战略的首选。然而由于研发成本高,耗时长,很多发展中国家和地区选择对外直接投资,即通过对外直接投资逆向技术溢出吸收引进国外先进科学技术和管理经验。为了提高中国企业的自主创新能力,19世纪90年代中国政府提出"走出去"发展战略,鼓励中国企业走出国门,投资国外,江苏省政府也积极响应,鼓励江苏省企业开展对外直接投资。基于对对外直接投资逆向技术溢出相关文献的阅读和研究,本文主要实证分析江苏省对外直接投资逆向技术溢出各因素对逆向技术溢出效应的具体影响,是否促进整体技术水平进步。首先本文对整个研究背景、研究意义、研究的内容和方法等做了简单介绍;接着梳理了关于对外直接投资逆向技术溢出的相关文献;然后对发达与发展中国家对外直接投资理论和对外直接投资逆向技术溢出机制进行了阐述;再对江苏省对外直接投资现状和各影响因素的现状进行了具体的分析;第五部分进行实证分析,分别从两个方面实证检验,首先实证分析的是江苏省对外直接投资是否存在逆向技术溢出效应,接着研究了对外直接投资与各影响因素对全要素生产率的影响效果,实证分析对外直接投资和各因素对江苏省技术进步是否存在影响;最后一章对全篇进行了总结和提供意见建议。在实证研究中,首先用1978到2014年的数据进行普通最小二乘法回归,通过逐步回归法分析对外直接投资、国外对国内的直接投资、出口量和进口量对专利授权量的影响,检验对外直接投资逆向技术溢出效应的存在性,结果显示存在正效应,即存在逆向技术溢出效应。接着通过查阅江苏省统计年鉴,整理收集江苏省历年国内生产总值,资本存量和劳动力数量,运用柯布道格拉斯函数计算全要素生产率,最终检测对外直接投资,人力资本,研发投入,市场开放度,国外对国内的直接投资这些变量和全要素生产率之间的关系,分析江苏省对外直接投资逆向技术溢出效应的影响因素。结果显示对外直接投资可以产生逆向技术溢出并且促进江苏省当地的技术进步。四种方式可以提升江苏省企业的技术吸收能力,加强逆向技术溢出效果,如提升人力资本的质量,加大研发投入,减少贸易限制以及吸引更多的国外对国内的直接投资。
[Abstract]:Under the background of economic globalization, in the increasingly fierce international competition, enterprises of all countries want to be in a favorable position in the competition, they need to strengthen their core competitiveness. How to enhance their core competitiveness, increase R & D investment, independent R & D has become the first choice of long-term strategy. However, due to the high cost of R & D and the long time, many developing countries and regions choose FDI, that is, through FDI reverse technology spillover to absorb the introduction of foreign advanced science and technology and management experience. In order to improve the independent innovation ability of Chinese enterprises, in the 1890s, the Chinese government put forward the "going out" development strategy, encouraging Chinese enterprises to go abroad and invest abroad, and the Jiangsu Provincial Government also responded positively. Enterprises in Jiangsu Province are encouraged to carry out foreign direct investment. Based on the reading and research of the literature on reverse technology spillover of FDI, this paper mainly analyzes the specific influence of the factors of reverse technology spillover on reverse technology spillover in Jiangsu province. Whether or not to promote the overall technical level of progress. First of all, this paper introduces the whole research background, significance, content and methods of the research, and then combs the related literature on reverse technology spillover of FDI. Then the theory of foreign direct investment and reverse technology spillover mechanism of foreign direct investment in developed and developing countries are expounded, and then the current situation of foreign direct investment in Jiangsu Province and the current situation of various influencing factors are analyzed concretely. The fifth part carries on the empirical analysis, respectively from two aspects empirical test, the first empirical analysis is the existence of reverse technology spillover effect of Jiangsu Province OFDI. Then it studies the effect of foreign direct investment (FDI) and its influencing factors on total factor productivity (TFP), and analyzes empirically whether there are any effects on technological progress of Jiangsu Province. The last chapter summarizes the whole article and provides suggestions. In the empirical study, we first use the data from 1978 to 2014 to carry out the ordinary least square regression, and analyze the influence of foreign direct investment, export volume and import amount on the patent licensing through the stepwise regression method. By examining the existence of reverse technology spillover effect of FDI, the result shows that there exists positive effect, that is, reverse technology spillover effect. Then, by consulting the Jiangsu Provincial Statistical Yearbook, we collect the GDP, capital stock and labor force of Jiangsu Province over the years, calculate the total factor productivity by using Cobb Douglas function, and finally detect foreign direct investment and human capital. The relationship between R & D investment, market openness, foreign direct investment at home and total factor productivity is analyzed, and the influencing factors of reverse technology spillover effect in Jiangsu province are analyzed. The results show that OFDI can produce reverse technology spillover and promote local technological progress in Jiangsu Province. The four ways can enhance the technology absorption capacity of Jiangsu enterprises, strengthen the spillover effect of reverse technology, such as improving the quality of human capital, increasing R & D investment, reducing trade restrictions and attracting more foreign direct investment in China.
【学位授予单位】：南京理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.6

【参考文献】