经济增长的创新模式与机制研究

发布时间：2018-01-08 15:04

本文关键词：经济增长的创新模式与机制研究　出处：《南京财经大学》2011年硕士论文　论文类型：学位论文

【摘要】：创新是企业增强竞争力与可持续发展的重要手段,也是一个国家经济增长与持续发展的动力源泉。创新有两种模式：模仿创新和自主创新。基于后发优势原理,发展中国家采用模仿创新模式较自主创新有更大的优势。但从长远看,只有采用自主创新模式才能最终摆脱比较优势陷阱,创造长期的竞争优势。那么,经济体是否存在从模仿创新为主转变到自主创新为主的路径?这条路径是内生的吗?有什么因素影响内生化路径?本文对这些问题进行了探讨。首先,在理论分析方面,本文构建了宏观经济增长创新模型和微观企业演化创新模型,探讨经济体中是否存在企业从利益最大化出发自发地从模仿创新模式走向自主创新模式,从而实现经济增长模式升级。总量模型在Jones增长模型进行修正,表明创新模式的技术增长率与人力资本增长率和贡献率、自主创新产出弹性和国外技术进步正相关。模型强调只有人力资本增长超过一定的临界值,经济才会自发实现创新模式的升级。人力资本除了决定创新模式的选择外,还参与决定创新模式中技术进步率的变动趋势和稳态水平。微观企业模型基于预期利润,运用演化博弈的分析方法,说明创新模式转变与自主创新的能力、模仿创新强度、人力资本投入和政府知识产权保护力度密切相关。然后,在实证分析方面,先使用韩国和日本汽车产业的案例分析从模仿创新过渡到自主创新内生机制的可行性,表明人力资本在两种创新模型中都是必要的,产权保护政策却可以动态发展。要实现创新模式的升级,企业还需保持自主意识。接着,基于总量模型用数据回归分析了中国经济增长中创新模式的效应,指出FDI为代表的模仿创新额度可能对经济体产生挤出效应,与经济增长率的增长是负相关关系,而人力资本和自主创新额度显著促进经济增长率的增长。基于以上的分析,本文提出三点建议：第一,发展教育事业,培养企业人才,引进国际先进人才,为创新模式升级保驾护航。第二,尊重知识产权,维护创新利益,增强创新动力,有助于引导企业往自主创新模式上发展。第三,注重自由市场的培育和维护。自由市场是自主创新的舞台,各种创新资源地自由合理地流动才能保证创新活动的可行性和持久性。企业基于期望利润就能渐变升级创新模式,因而要想推动模仿创新向自主创新过渡,提供自由竞争的市场环境才是更为合适的。
[Abstract]:Innovation is an important means for enterprises to enhance competitiveness and sustainable development, and it is also the driving source of a country's economic growth and sustainable development. There are two modes of innovation: imitation innovation and independent innovation, based on the principle of late-development advantage. But in the long run, only by adopting independent innovation mode can developing countries finally get rid of the trap of comparative advantage and create long-term competitive advantage. Does an economy have a path from imitating innovation to independent innovation? Is this path endogenous? What factors affect the endogenous biochemical pathway? These problems are discussed in this paper. First of all, in the theoretical analysis, this paper constructs the macro-economic growth innovation model and micro-enterprise evolution innovation model. This paper discusses whether there are enterprises in an economy that spontaneously move from imitating innovation mode to independent innovation mode from profit maximization. In order to realize the upgrading of the economic growth model, the total amount model is modified in the Jones growth model, which shows the technological growth rate, the human capital growth rate and the contribution rate of the innovation model. The elasticity of independent innovation output is positively related to foreign technological progress. The model emphasizes that only the growth of human capital exceeds a certain critical value. Only the economy can realize the upgrading of innovation mode spontaneously. Human capital decides the choice of innovation mode. The micro enterprise model is based on the expected profit, and the evolutionary game analysis method is used to illustrate the ability of innovation mode transformation and independent innovation. Imitation innovation intensity, human capital investment and government intellectual property protection are closely related. Then, in the aspect of empirical analysis, the feasibility of transition from imitation innovation to endogenous mechanism of independent innovation is analyzed by using the case study of Korean and Japanese automobile industry, which shows that human capital is necessary in both innovation models. However, the property right protection policy can develop dynamically. In order to realize the upgrading of innovation mode, enterprises still need to maintain their own consciousness. Then, the effect of innovation mode in China's economic growth is regressed based on the aggregate model. It is pointed out that the imitative innovation quota represented by FDI may have a crowding-out effect on the economy, which is negatively related to the growth rate of the economy, while the human capital and the quota of independent innovation can significantly promote the growth of the economic growth rate. Based on the above analysis, this paper puts forward three suggestions: first, to develop education, to train enterprise talents, to introduce international advanced talents, to protect the innovation model upgrade. Second, to respect intellectual property rights. Safeguarding the interest of innovation and strengthening the motive force of innovation will help to guide enterprises to develop on the mode of independent innovation. Third, we should pay attention to the cultivation and maintenance of free market, which is the stage of independent innovation. The free and reasonable flow of all kinds of innovation resources can guarantee the feasibility and persistence of innovation activities. Based on the expected profit, enterprises can gradually upgrade the innovation model, so they want to promote the transition from imitation innovation to independent innovation. It is more appropriate to provide a free market environment.
【学位授予单位】：南京财经大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：F273.1;F061.2;F224

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