借鉴欧盟分配原则的我国碳排放额度分配研究——基于ZSG环境生产技术

发布时间：2018-10-08 14:56

【摘要】：欧盟的碳排放分配顾及公平原则、溯往原则和产值原则。借鉴"零和博弈"思想的分配思路,采用多阶段DEA迭代规划求解,并结合本文提出的不同权重因子,以创建兼顾效率、公平、溯往和产值原则的分配机制。实证部分以我国2010年30个省区的化石能源碳排放分配作为研究对象,首先分别完成基于效率、公平、溯往和产值原则的初始分配,再完成兼顾效率、公平、溯往和产值原则的最优分配,并对我国的东、中、西三个地区以及30个省区的权重因子的临界值加以测算和讨论。实证分析表明:不同的权重因子,对碳排放量的分配结果影响较大;兼顾效率、公平、溯往和产值原则的分配机制,与其他导向的分配结果存在一定的差异性。经过多阶段计算分配后,各省区同时处于兼顾效率、公平、溯往和产值原则的共同ZSG-DEA前沿面上,从而实现兼顾效率、公平、溯往和产值原则的整体帕累托最优。
[Abstract]:The EU's carbon allocation takes into account the principles of equity, retroactivity and output. Using the idea of "zero-sum game" for reference, the multi-stage DEA iterative programming is used to solve the problem, and the different weight factors proposed in this paper are combined to create an allocation mechanism which takes into account the principles of efficiency, fairness, backtracking and output value. The empirical part takes the carbon emission allocation of fossil energy from 30 provinces and regions in China in 2010 as the research object. Firstly, it completes the initial allocation based on efficiency, fairness, backtracking and output value principle, and then accomplishes the consideration of efficiency and fairness. The optimal distribution of the principle of backtracking and output value is discussed and the critical value of the weight factors in the three regions of east, middle and west of China as well as 30 provinces and regions are calculated and discussed. The empirical analysis shows that different weight factors have a great influence on the distribution results of carbon emissions, and there are some differences between the allocation mechanism of efficiency, fairness, backtracking and output value principle. After multi-stage calculation and distribution, the provinces and regions are at the same time on the common ZSG-DEA frontier of the principle of efficiency, fairness and output value, so as to realize the overall Pareto optimum of efficiency, fairness, retroactivity and the principle of output value.
【作者单位】：南京航空航天大学经济与管理学院;南京航空航天大学能源软科学研究中心;
【基金】：国家自然科学基金面上项目“区域碳排放演化机制及减排配额交易绩效模拟研究”(编号:41071348)、国家自然科学基金面上项目“效率分析视角下我国二氧化碳减排的责任与路径研究”(编号:71273005) 高等学校博士学科点专项科研基金项目“中国区域碳减排责任划分研究——基于技术效率与空间差异视角”(编号:20123218110028) 江苏省教育厅高校哲学社会科学研究项目“碳强度约束背景下江苏省减排目标分配机制与政策研究”(编号:2012SJD790038)的阶段性成果
【分类号】：F205;F224

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