中注协召开2013年证券资格事务所执业质量检查工作总结交流会
发布时间:2018-05-21 01:42
本文选题:执业质量检查 + 工作总结 ; 参考:《财务与会计》2013年09期
【摘要】:正不久前,中注协召开2013年证券资格事务所执业质量检查工作总结交流会(视频),总结和交流各检查组在2013年证券资格事务所执业质量检查工作中的做法、经验和体会。会上,各检查组长分别就检查组如何进一步贯彻落实系统风险检查理念和风险导向的检查方法,检查计划的制定、调整与落实,充分发挥检查组长的作用,加强对检查组成员合理分组分工管理,对新检查人员进行再培训,重视人文关怀,调动组
[Abstract]:Not long ago, the China Annotation Association held a summing up and exchanging meeting on the practice quality inspection of securities qualification firms in 2013 (video conference), summarizing and exchanging the practices, experiences and experiences of each inspection group in the practice quality inspection work of securities qualification firms in 2013. At the meeting, the inspection leaders, respectively, gave full play to the role of inspection team leaders on how to further implement the system risk inspection concept and risk-oriented inspection methods, formulate, adjust and implement inspection plans, and give full play to the role of inspection team leaders. Strengthen the rational division of labor among the members of the inspection group, retrain the new inspectors, attach importance to humanistic care, and mobilize the group
【分类号】:F233
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本文编号:1917203
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