延吉市证券行业发展对策研究

发布时间：2018-03-25 19:31

本文选题：证券　切入点：融资　出处：《延边大学》2017年硕士论文

【摘要】：在我国金融业发展迅速,在整个国家和各个地区的经济发展中已经显现出金融业的重要地位,金融业的发展水平已经成为一个国家和地区经济和社会水平的重要标尺。而证券业作为金融业的重要组成部分之一,与国家和地区经济发展的关系日益紧密,新形势下加快提升证券业的服务水平和发展水平在区域经济发展中显得更加重要,甚至可以成为未来经济的重要增长点。通过证券业的投融资功能,在国务院新一轮振兴东北的规划下,如何利用证券业推动延吉市又好又快发展显得十分重要。本文结合近年来延吉市证券业发展出现的现象以及问题,运用数据归纳实证分析的研究办法对延吉市证券业存在的问题进行分析,发现延吉市证券业存在很多问题,主要表现在:证券公司保荐能力弱,从业人员服务水平有待提高,证券市场规模小,盈利模式陈旧、经营手段单一、创新能力不足、风险控制能力落后等问题。针对发现的问题提出包括:发挥证券公司的保荐功能,支持地方企业多种方式上市、加强投资理财宣传教育、完善线上线下综合服务水平、加强金融产品创新、加强风险控制等对策和建议。
[Abstract]:With the rapid development of the financial industry in China, the important position of the financial industry has been shown in the economic development of the whole country and various regions. The development level of the financial industry has become an important criterion of the economic and social level of a country and a region, and the securities industry, as one of the important components of the financial industry, is increasingly closely related to the economic development of the country and the region. In the new situation, speeding up the improvement of the service level and development level of the securities industry is even more important in the development of regional economy, and can even become an important growth point of the future economy. Under the new plan of the State Council to revitalize the Northeast, it is very important to use the securities industry to promote the good and fast development of Yanji City. This paper combines the phenomena and problems of the development of the securities industry in Yanji City in recent years. This paper analyzes the problems in Yanji securities industry by using the method of data induction and empirical analysis, and finds that there are many problems in Yanji securities industry, which are mainly reflected in the weak recommendation ability of securities companies and the need to improve the service level of employees. The stock market is small, the profit model is old, the management method is single, the innovation ability is insufficient, the risk control ability is backward and so on. We should support local enterprises to go public in various ways, strengthen the propaganda and education of investment and financial management, improve the comprehensive service level between line and line, strengthen the innovation of financial products, strengthen the risk control and so on.
【学位授予单位】：延边大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.51

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