环境约束下鄂尔多斯盆地资源型城市全要素生产率实证研究

发布时间：2018-07-07 15:11

本文选题：鄂尔多斯盆地 + 全要素生产率　；参考：《中国地质大学（北京）》2014年硕士论文

【摘要】：资源型城市作为中国重要的能源资源战略保障基地，是国民经济持续健康发展的重要支撑。中国资源型城市经济高速增长很大程度上是基于对资源、能源的高投入高消耗上，这种粗放的发展模式造成了环境和生态问题日益凸显，逐步恶化的生态环境已经成为影响区域经济可持续发展的制约因素。本文针对鄂尔多斯盆地资源型城市在环境约束下的全要素生产率展开研究，通过分析城市经济增长动力和影响因素，为资源型城市寻求新的支撑点，，以及为制定和评价资源型城市长期可持续增长政策提供决策参考。本文基于DEA的Malmquist指数法研究了2001-2011年间鄂尔多斯盆地20个地级以上资源型城市在环境制约下的全要素生产率变动状况。研究发现，在此阶段，鄂尔多斯盆地的环境全要素生产率处于上升趋势，主要得益于技术进步的增长。在未加环境约束下，鄂尔多斯盆地的全要素生产率处于下降趋势，其可能的解释即为环境管制的“波特假说”在该地区得到了验证。在此基础上，本文通过对鄂尔多斯盆地区域的划分进行研究，发现环境约束下只有甘肃和山西的全要素生产率处于上升趋势，其上升主要都得益于技术进步的增长。然后，通过引入对比组东部资源型城市进行研究，发现鄂尔多斯盆地与东部资源型城市全要素生产率的增长动力是不同的，即鄂尔多斯盆地资源型城市整体在技术效率上与东部还存在差异。最后，本文从经济水平、产业结构、财政制度、资源禀赋以及FDI等五个方面对影响鄂尔多斯盆地资源型城市全要素生产率的因素进行了实证研究，发现经济水平、产业结构和FDI对环境全要素生产率是负面影响，而财政制度和资源禀赋对全要素生产率是正影响，研究结论支持了“库兹涅茨曲线假说”以及“污染天堂假说”，根据研究结果本文提出了相关的政策和建议。
[Abstract]:As an important strategic base of energy and resources in China, resource-based cities are the important support for the sustained and healthy development of the national economy. The rapid economic growth of resource-based cities in China is largely based on the high investment and high consumption of resources and energy. This extensive development model has caused environmental and ecological problems to become increasingly prominent. The deteriorating ecological environment has become the restrictive factor of the sustainable development of regional economy. This paper studies the total factor productivity (TFP) of resource-based cities in Ordos Basin under environmental constraints. By analyzing the driving forces and influencing factors of urban economic growth, this paper seeks a new supporting point for resource-based cities. It also provides decision-making reference for the formulation and evaluation of long-term sustainable growth policy of resource-based cities. Based on the Malmquist index method of DEA, this paper studies the change of total factor productivity (TFP) in 20 resource-based cities of Ordos Basin during 2001-2011 under environmental constraints. It is found that the environmental total factor productivity (TFP) of the Ordos basin is on the rise at this stage, which is mainly due to the increase of technological progress. The total factor productivity (TFP) of the Ordos Basin is in a downward trend without environmental constraints, and the possible explanation is that the Porter hypothesis of environmental regulation has been verified in this area. On this basis, through the study of the division of the Ordos Basin, it is found that only the total factor productivity of Gansu and Shanxi is on the rise under the environmental constraints, and the increase is mainly due to the growth of technological progress. Then, by introducing a comparative study of the eastern resource-based cities, it is found that the growth dynamics of total factor productivity in the Ordos basin and the eastern resource-based cities are different. That is, the technical efficiency of the resource city in Ordos Basin is different from that in the east. Finally, this paper makes an empirical study on the factors affecting the total factor productivity of resource-based cities in Ordos Basin from five aspects: economic level, industrial structure, financial system, resource endowment and FDI. The industrial structure and FDI have a negative effect on the total factor productivity of the environment, while the financial system and resource endowment have a positive effect on the total factor productivity. The conclusions support the Kuznets Curve hypothesis and the pollution Paradise hypothesis. According to the research results, this paper puts forward the relevant policies and suggestions.
【学位授予单位】：中国地质大学（北京）
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F299.27

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