我国有限合伙制私募股权投资基金法律制度研究

发布时间：2018-02-12 23:25

本文关键词： 有限合伙私募股权投资基金　出处：《兰州大学》2013年硕士论文　论文类型：学位论文

【摘要】：私募股权投资基金作为一种新型的投资方式,对于我国的资本市场起到了金融革新的作用。有限合伙制是私募股权投资基金最有效的形式。我国长期以来实行公司制,极大地阻碍了私募股权基金的发展。我国本土的有限合伙型私募股权基金刚刚崭露头角,还处于萌芽阶段。笔者选择有限合伙制作为自己的研究对象对于提高私募股权基金的运行效率、促进私募股权基金在我国的健康、蓬勃发展具有重要的理论和现实意义。本文除去引言和结语部分,主要分为四个部分：第一部分：我国合伙制私募股权投资基金的概述。这一部分主要从私募股权投资基金的内涵、现状和发展趋势三方面阐述。内涵是对私募股权投资基金与公募基金、私募股权基金以及投资公司概念的区分来界定的。应当明确的是我国私募股权投资基金的发展趋势是有限合伙制形式的私募股权投资基金。第二部分：我国合伙制私募股权投资基金立法现状及存在的问题。立法现状从《合伙企业法》的相关规定、国务院部门规章中的相关规定以及地方立法中的规定三方面来说明的。我国私募股权投资基金立法中存在的问题有欠缺合格投资人的立法界定、缺乏合格的普通合伙人、信息披漏制度不完善、退出机制单一和缺乏有效的监管。第三部分：简单介绍了美国、英国私募股权投资基金的组织形式。这部分运用比较的分析方法对美国、英国有限合伙制私募股权投资基金法律制度进行比较。最后基于我国的国情得出有用的经验和启迪。第四部分：完善我国有限合伙制私募股权投资基金的立法建议。该部分是结合我国有限合伙制私募股权投资基金中存在的问题提出相应的建议。这一部分主要从有限合伙制私募股权投资基金的投资人、普通合伙人、信息披漏制度、退出渠道、监管方面来提出完善设想的。
[Abstract]:As a new type of investment, private equity investment fund has played a role in financial innovation for the capital market of our country. Limited partnership is the most effective form of private equity investment fund. The development of private equity funds has been greatly hindered. China's local limited partnership private equity funds have just emerged. The author chooses limited partnership as his research object to improve the efficiency of private equity fund, promote the healthy and vigorous development of private equity fund in China, has important theoretical and practical significance. Apart from the introduction and conclusion, this paper is divided into four parts:. The first part: the outline of partnership private equity investment fund in our country. This part mainly expounds the connotation, present situation and development trend of private equity investment fund, which is about private equity investment fund and public offering fund. It should be clear that the development trend of private equity funds in China is limited partnership private equity funds. The second part: the legislation status and existing problems of partnership private equity investment fund in China. The problems existing in the legislation of private equity investment funds in China are lack of legislative definition of qualified investors, lack of qualified general partners, Information leakage system is not perfect, exit mechanism is single and lack of effective supervision. The third part: briefly introduces the organization of private equity funds in the United States and the United Kingdom. The legal system of UK limited partnership private equity investment fund is compared. Finally, based on the situation of our country, the useful experience and enlightenment are obtained. Part 4th: the legislative suggestion of perfecting the limited partnership private equity investment fund in our country. This part is to put forward the corresponding suggestion according to the problems existing in the limited partnership private equity investment fund in our country. From investors in limited partnership private equity funds, General partner, information leakage system, exit channels, regulatory aspects to put forward a sound idea.
【学位授予单位】：兰州大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.287;D922.291.91

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