我国基金会投资监管的法律研究

发布时间：2018-03-10 11:29

本文选题：基金会　切入点：投资监管　出处：《吉林大学》2013年硕士论文　论文类型：学位论文

【摘要】：近年来，我国基金会发展迅猛，各类型的基金会都持续增加，同时基金会发挥着越来越重要的社会作用，时至今日基金会已经成为一支不可或缺的社会力量。随着基金会的社会地位不断增强，如何更好更快的发展基金会成为了研究的热点。基金会最为依赖的就是资金，资金也决定着基金会的生死存亡。在过去，我国基金会的资金来源渠道比较单一，主要是依靠捐赠人的捐赠，因此发展受到了很大的制约。另外，，在基金会的发达国家，投资收益已经成为了基金会的主要收入来源。正是基于自身发展的需要和对发达国家基金会发展经验的借鉴，越来越多的基金会开始利用投资来增加资金收入。然而，我国基金会的投资效果并不理想，投资失败的案例比比皆是，甚至出现了多起违法违规的投资事件。这些事件反应出我国基金会投资决策不科学、不专业，也反应出我国的投资监管体系不健全，没有进行有效的投资监管。所以，加强基金会投资监管体系的建设可以引导基金会的投资行为走向健康的轨道，这也直接促进了基金会自身的发展。本文将我国基金会投资监管问题的法律研究作为题目，旨在提出合理化的建议，完善监管体系的建设，主要分为四个方面的内容，具体如下。第一部分是引言，主要是介绍选题的背景和选题的意义，在选题的背景中主要介绍我国基金会发展的现状和我国基金会投资过程中出现的各种问题，在选题的意义中主要介绍基金会在当今社会中发挥的作用，以此来论证研究的意义。第二部分是对我国基金会投资监管的基本概况进行梳理，首先简要介绍基金会相关的法律制度、基金会的法律地位，着重介绍我国基金会的投资现状、监管理念、以及现行的投资监管体系，先将基金会投资监管的基本情况做个概述。第三部分是介绍我国基金会投资监管存在的问题及原因，主要有五个方面的内容。一是法律法规不健全；二是行政监管不到位；三是内部治理不完善；四是行业自律监管缺失；五是没有有效的社会监督。第四部分是针对上面章节提到的问题，提出相应解决的对策，主要有五条建议。一是建立健全的法律体系；二是完善行政监管体制；三是加强基金会内部的治理；四是建立行业协会；五是建立完善的社会监督体系。
[Abstract]:In recent years, foundations in our country have developed rapidly, and various types of foundations have continued to increase. At the same time, foundations are playing an increasingly important social role. Today, foundations have become an indispensable social force. As the social status of foundations continues to grow, how to better and faster development foundations has become a hot topic of research. The foundation relies most on funds. Funds also determine the survival of the foundation. In the past, our country's foundation had a relatively single source of funding, mainly relying on donations from donors, so development was greatly restricted. In addition, in the developed countries of the foundation, Investment returns have become a major source of income for foundations. It is precisely because of their own development needs and the experience of foundations in developed countries that more and more foundations are beginning to use investment to increase their capital income. The investment effect of the foundation in our country is not ideal, the cases of investment failure abound, and there are even many illegal and illegal investment events. These events reflect that the investment decision of the foundation in our country is unscientific and unprofessional. It also reflects that the investment supervision system in our country is not perfect and there is no effective investment supervision. Therefore, strengthening the construction of the foundation investment supervision system can lead the investment behavior of the foundation to a healthy track. This has also directly promoted the development of the foundation itself. This paper takes the legal research on the investment supervision of foundations in our country as the topic, aiming at putting forward reasonable suggestions and perfecting the construction of the supervision system, which is mainly divided into four aspects. The details are as follows. The first part is the introduction, mainly introduces the background of the topic and the significance of the topic. In the background of the topic, it mainly introduces the current situation of the development of the foundation in our country and the various problems that appear in the process of investment of the foundation in our country. This paper mainly introduces the role of foundation in today's society in order to demonstrate the significance of the research. The second part is to sort out the basic situation of the foundation investment supervision in our country. Firstly, it briefly introduces the relevant legal system of the foundation, the legal status of the foundation, and emphatically introduces the present investment situation and the supervision idea of the foundation in our country. As well as the current investment regulatory system, the foundation investment supervision of the basic situation to make an overview. The third part is to introduce the problems and reasons of the foundation investment supervision in our country. There are five main contents. One is that the laws and regulations are not perfect; the other is the administrative supervision is not in place; the third is the internal governance is not perfect. Fourth, the lack of self-regulation of the industry; fifth, there is no effective social supervision. Part 4th is to put forward corresponding solutions to the problems mentioned in the above section, there are mainly five suggestions. One is to establish a sound legal system, the other is to improve the administrative supervision system, third, to strengthen the internal governance of the Foundation; Fourth, the establishment of trade associations; fifth, the establishment of a sound social supervision system.
【学位授予单位】：吉林大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.287

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