论专利资产证券化的基础资产风险与法律规制

发布时间：2018-03-28 06:12

本文选题：专利资产证券化　切入点：风险分析　出处：《暨南大学》2013年硕士论文

【摘要】：在全球化已成为趋势的今天，不可否认的是，越来越多的国家已经将知识产权作为竞争力的重要源泉。专利，作为知识产权领域内重要的一环，与企业经济价值直接联系，是实现产业发展的重要因素。专利资产证券化是指以专利及其相关债权为支撑，面向资本市场发行证券进行融资的金融交易。一方面，如何将无形的专利转化为生产力与财富，对我国知识产权强国战略，，一直都是一个挑战。另一方面，证券类别的单调与投资者对证券业的信心缺乏等问题一定程度上导致了我国证券市场多年来一直低迷，如何引进新型证券为证券业注入活力与血液，一直也是令人困扰的问题。专利资产证券化的引入，将同时解决知识产权财富转化与证券市场低迷的困境。尽管从目前专利产权证券化的发展情况来看，其所占比例仍然不大，但是从长远的发展空间上看，它毫无疑问将成为未来证券化市场上的令人瞩目的一隅。本文框架结构将分为三个层次进行阐述与分析。本文的第一部分，将在进行风险分析之前对专利资产证券化这一制度进行法律关系的梳理。主要包括专利资产证券化的介绍，其法律本质的解析。本文的第二部分基于专利特性所引发的资产证券化风险——基础资产风险进行一个全面与系统的分析。将风险主要分为：基于专利经济特性的风险和基于专利法律特性的风险，两个主干部分进行综合剖析。本文的第三部分，将根据上述所分析归类的基础资产风险分析，对其经济特性与法律特性进行有针对性的规制，提出防范措施。
[Abstract]:Today, globalization has become a trend, it is undeniable that more and more countries have taken intellectual property as an important source of competitiveness. Patents, as an important part of intellectual property, are directly related to the economic value of enterprises. It is the important factor that realizes industry development. The securitization of patent assets refers to the financial transaction of issuing securities to the capital market, which is supported by patents and related creditor's rights. On the one hand, how to transform intangible patents into productive forces and wealth, and how to make China's intellectual property power strategy. It has always been a challenge. On the other hand, the monotony of the securities category and the lack of investor confidence in the securities industry have, to some extent, led to a downturn in our securities market for many years. How to introduce new securities to inject vitality and blood into the securities industry has always been a puzzling problem. The introduction of patent asset securitization will simultaneously solve the dilemma of intellectual property wealth transformation and securities market depression. Although the proportion of patent property securitization is still small, it will undoubtedly become a noticeable corner in the future securitization market in the long run. In the first part of this paper, the legal relationship between patent asset securitization and the system of patent asset securitization will be combed before risk analysis, which mainly includes the introduction of patent asset securitization. The second part of this paper is based on the risk of asset securitization caused by patent characteristics-the risk of basic assets. The risk is mainly divided into: based on the characteristics of the patent economy. Risks and risks based on patent legal characteristics, In the third part of this paper, according to the risk analysis of the basic assets, the economic and legal characteristics are regulated and the preventive measures are put forward.
【学位授予单位】：暨南大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.287

【引证文献】