东莞市东莞证券融资融券交易系统的分析与设计

发布时间：2018-04-09 16:39

本文选题：融资融券　切入点：交易系统　出处：《云南大学》2013年硕士论文

【摘要】：融资融券交易是目前成熟资本市场发展时间较长、风险控制措施完善、有利于市场稳定运行的交易方式。随着我国融资融券业务正式从试点转为常规业务。符合条件的证券公司通过证券业协会的专业评审和交易所的技术测试,就可以向证监会提出业务资格申请。证券公司能否开展融资融券业务成了其保持或提高核心竞争力的关键。本文首先介绍了课题背景、研究的目的与意义、国内外研究现状,并对本课题开发方法及相关技术进行了研究,包括证券集中交易技术概述、开发技术概述、数据库ORACLE10G概述。在此基础上,完成了下述工作。 1.对融资融券交易系统进行需求分析,包括进行系统用例建模及主要业务流程分析,给出相应业务流程图,在此基础上进行了功能需求分析,提出了信用管理、交易管理、风控管理等功能需求,分析了数据需求,并对非功能需求进行了简要讨论。 2.根据需求分析,给出融资融券交易系统的总体设计方案,包括系统总体功能结构、物理架构、各模块的细化功能结构及处理流程,给出了系统功能结构以及系统E-R图及数据结构。本文从业务现状介绍到需求分析、概要设计、采用了面向结构的分析和设计方法,对融资融券交易系统进行了总体设计与模块设计。并对系统进行了总结和展望。
[Abstract]:Margin trading is the development of a mature capital market long time, improve the risk control measures, is conducive to the stable operation of the market transactions. With the margin trading business in China officially from the pilot to the conventional business. Qualified securities companies through technical testing of the Securities Industry Association Professional Review and exchange, can put forward the qualification the application to the Commission. Securities companies can carry out margin trading business has become the key to maintain or improve the core competitiveness.
This paper first introduces the research background, research purpose and significance, research status at home and abroad, and on the subject of the development method and related technology research, including the overview of the centralized securities trading technology development, technology overview, database ORACLE10G overview. On this basis, to complete the following work.
The demand analysis of 1. of the margin trading system, including use case modeling and analysis system of the main business processes, the corresponding business flow chart on the basis of the analysis of functional requirements, proposed the credit management, transaction management, risk management and other functional requirements, analysis of the data requirements and non functional requirements of the paper the discussion.
2., according to the demand analysis, the overall design plan of the margin trading system is given, including the overall functional structure, physical structure, detailed structure and processing flow of each module. The function and structure of the system as well as the E-R diagram and data structure of the system are given.
From the introduction of business status to requirement analysis and outline design, this paper adopts the method of structure oriented analysis and design, and makes overall design and module design for margin trading system. Finally, the system is summarized and prospected.

【学位授予单位】：云南大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：TP311.52;F832.51

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