投资信托受托人忠实义务研究

发布时间：2018-04-23 02:19

本文选题：投资信托 + 受托人　；参考：《上海大学》2013年硕士论文

【摘要】：投资信托起源并发展于英美法系国家，并一直广泛应用于社会生活的各个领域之中，信托的投资功能将社会上分散的资金集合起来，为现代金融业的发展提供了强有力的支柱，也正因为如此，投资信托模式为世界各国所效仿。在投资信托业比较发达的国家，除了有信托法的规定过外，，还有关于信托业的其他配套法律规定，而我国并没有规范健全的信托法律规定，信托法制基础十分薄弱，受托人总是游走在法律的边缘，受托人控制信托财产的运营与管理，投资者难以对受托人的管理行为进行控制，使得投资信托变成一种高风险的行业，受托人偏离投资者利益的行为在所有权与控制权极度分离的投资信托运作过程中更容易产生，从而损害投资者的利益。遂本文拟以投资信托受托人的忠实义务为研宄对象，对投资信托的兴起带动了受托人忠实义务的变化、投资信托受托人忠实义务的理论基础及其与相关义务的比较、当代中国投资信托对受托人忠实义务的要求、投资信托受托人违反忠实义务的赔偿责任分析、完善我国投资信托受托人忠实义务的法律构想进行了研宄。试图在投资信托模式下探讨适合其发展的受托人的忠实义务。
[Abstract]:The investment trust originated and developed in the common law countries, and has been widely used in various fields of social life. The investment function of the trust gathers the scattered funds in the society and provides a strong support for the development of the modern financial industry. Because of this, the investment trust model has been emulated by countries all over the world. In countries where the investment trust industry is relatively developed, in addition to the provisions of the Trust Law, there are other supporting legal provisions on the trust industry. However, there is no standard and sound trust law in our country, and the legal basis of trust is very weak. The trustee is always on the edge of the law. The trustee controls the operation and management of the trust property, and it is difficult for investors to control the trustee's management behavior, which makes the investment trust become a high-risk industry. The behavior of the trustee deviating from the interests of the investor is more likely to occur in the process of the operation of the investment trust in which ownership and control are separated so as to harm the interests of the investor. Therefore, this paper intends to study the fiduciary duty of the investment trust trustee, the rise of the investment trust brings the change of the fiduciary duty, the theoretical basis of the fiduciary duty of investment trust and the comparison between the fiduciary duty and the related obligation. The requirement of the fiduciary duty of the investment trust in contemporary China, the liability analysis of the fiduciary breach of the fiduciary duty, and the perfection of the legal conception of the fiduciary duty of the investment trust in our country have been studied. This paper tries to probe into the fiduciary duty suitable for its development under the investment trust mode.
【学位授予单位】：上海大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.282

【参考文献】