证券诉讼类型化研究

发布时间：2018-05-18 18:01

本文选题：证券诉讼 + 诉讼类型化　；参考：《苏州大学》2013年硕士论文

【摘要】：我国证券市场自成立以来取得了长足的发展，在资源优化配置中起着十分重要的作用。伴随着市场的扩大、交易品种的多样，有关证券业务的主体间的摩擦亦呈现出不断增加的态势。证券诉讼作为解决证券纠纷的最后一道防线，自然被一些希望通过司法途径解决证券纠纷的主体寄予厚望。然而，在我国的司法实践中，证券诉讼并未发挥其应有的作用，究其原因，除了司法政策因素外，，也与目前证券诉讼理论系统性、体系化的研究贫乏有关。因此，本文试图采用类型化的视角，系统性地针对整体证券诉讼类型加以分析，找寻证券诉讼与传统诉讼存在相同、近似的理论，同时发现其特殊的诉讼法理与规则，以期能够推动证券诉讼的发展。本文的第一部分介绍了证券纠纷、证券纠纷争议解决机制以及证券诉讼的概念和特性。第二部分探讨了证券诉讼类型化之基本理论，主要包括诉的种类与诉讼类型、证券诉讼类型的概念与分类以及证券诉讼类型化之意义。然后，文章的第三部分对我国证券诉讼的发展历程做了简要概述并对目前我国证券诉讼的适用现状进行了评析。最后一部分，针对我国目前证券诉讼的现状，笔者提出了我国证券诉讼类型化构建应考虑的因素，同时将证券诉讼分为证券权利确认诉讼、证券欺诈诉讼、证券合同诉讼，并分别探讨了各自的概念、诉讼要件及审理规则。
[Abstract]:China's securities market has made great progress since its establishment and plays an important role in the optimal allocation of resources. With the expansion of the market and the variety of the trading, the friction between the main bodies of the securities business also presents an increasing trend. As the last line of defense to solve securities disputes, securities litigation is naturally expected by some subjects who wish to solve securities disputes through judicial means. However, in the judicial practice of our country, the securities litigation has not played its due role. Besides the judicial policy factors, it is also related to the systematic and systematic research on the securities litigation theory at present. Therefore, this paper tries to analyze the types of the whole securities litigation systematically from the perspective of typology, to find out the same and similar theory of the securities litigation and the traditional litigation, at the same time, to find its special legal principles and rules of action. In order to promote the development of securities litigation. The first part of this paper introduces the concept and characteristics of securities disputes, dispute settlement mechanism and securities litigation. The second part discusses the basic theory of the classification of securities litigation, including the types and types of litigation, the concept and classification of the types of securities litigation and the significance of the classification of securities litigation. Then, the third part gives a brief overview of the development of securities litigation in China and comments on the current application of securities litigation in China. In the last part, according to the current situation of securities litigation in our country, the author puts forward the factors that should be considered in the construction of the type of securities litigation in our country. At the same time, the securities litigation is divided into the securities right confirmation action, the securities fraud lawsuit, the securities contract lawsuit. And discussed their respective concepts, procedural requirements and trial rules.
【学位授予单位】：苏州大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.287;D925.1

【参考文献】