论我国证券侵权群体诉讼制度

发布时间：2018-05-20 20:36

本文选题：证券侵权 + 群体诉讼　；参考：《山东大学》2013年硕士论文

【摘要】：随着我国证券市场的逐步发展,证券侵权案件越来越多,证券群体性纠纷的影响和规模也越来越大,证券群体诉讼制度也越来越引起有关各方的重视。加之我国现在正努力建立全球性金融中心,而高效的证券法律法规是优秀的资本市场所必须具备的,证券群体诉讼制度已被公认为是保护投资者最有效的武器之一,所以创建高效的证券群体诉讼制度对于我国而言势在必行。我国学者对证券群体诉讼的研究,大多集中于对制度本身的对比和分析,通过对制度的深入研究,对各国的证券群体诉讼制度得出优劣好坏的评判,并以此来建议应该怎样改进我国的代表人诉讼制度,应该引进哪种国外的证券群体诉讼制度,但他们却都忽略了对制度运行所需要的关联因素进行分析。基于此,笔者没有把目光凝视在群体诉讼制度本身上,而是反其道而行之,致力于把各国的证券群体诉讼制度放到法律传统、文化背景等这样的大背景下来分析,并重点分析了与中国具有相似背景的日本、韩国和台湾这三个国家或地区的证券群体诉讼制度。对于我国的证券群体诉讼研究,笔者侧重于从整个社会体制下来分析,而不仅仅是分析立法条文和法学理论,尤其是重点分析了执法和司法中存在的问题。最后,笔者在通过对国内外证券群体诉讼制度的比较和对我国法制现状的分析,对我国的证券群体诉讼制度提出了自己的建议,即以我国国情为立足点,以实践人数不确定的加入制代表人诉讼为突破点,在吸收集团诉讼优点的基础上逐步完善我国的代表人诉讼制度。
[Abstract]:With the gradual development of the securities market in China, more and more cases of securities infringement, the impact and scale of securities group disputes are becoming larger and larger, and the system of securities group litigation has attracted more and more attention from all parties concerned. In addition, China is now striving to establish a global financial center, and efficient securities laws and regulations are necessary for an excellent capital market. The securities group litigation system has been recognized as one of the most effective weapons for protecting investors. Therefore, it is imperative to establish an efficient securities group litigation system for our country. Most of our scholars' research on securities group litigation focuses on the comparison and analysis of the system itself. Through the in-depth study of the system, we can judge the merits and demerits of the securities group litigation system of various countries. It also suggests how to improve the representative litigation system of our country and which kind of foreign securities group litigation system should be introduced, but they all ignore the analysis of the relevant factors needed for the operation of the system. Based on this, the author does not look at the group action system itself, but does the opposite, and devotes to put the securities group litigation system of various countries into the legal tradition, the cultural background and so on under the big background to analyze. It also analyzes the securities group litigation system of Japan, Korea and Taiwan, which have similar background with China. For the study of securities group action in China, the author focuses on the analysis from the whole social system, not just the legislative provisions and the theory of law, especially the analysis of the problems in law enforcement and administration of justice. Finally, through the comparison of domestic and foreign securities group litigation system and the analysis of China's legal status quo, the author puts forward his own suggestions on the securities group litigation system of our country, that is, taking the national conditions of our country as the foothold. The representative litigation system of our country is gradually perfected on the basis of absorbing the advantages of class action by taking the participation system of representative litigation with uncertain number of people in practice as the breakthrough point.
【学位授予单位】：山东大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.287;D923

【参考文献】