国有控股信托公司治理的法律研究

发布时间：2018-07-11 11:31

本文选题：国有控股 + 信托公司　；参考：《华东政法大学》2013年硕士论文

【摘要】：信托业是现代金融体系的成员之一，自1979年我国第一家信托公司－中国国际信托投资公司成立，标志我国信托业开始新的发展。国有控股信托公司是我国信托业的主力军，其发展的状况直接影响整个行业的发展，也关乎到我国金融体系的稳定。其公司治理又是国有控股信托公司发展的核心要素，因而对国有控股信托公司治理的分析研究具有理论与现实的意义。本文主要分为五个章节。第一章从国有控股信托公司的概念、特点及发展历程，对国有控股信托公司在我国的发展状况进行简要的介绍与分析。第二章探讨的是公司治理理论与目前最典型的信托公司治理模式。公司治理理论并非我国的土产理论，经过多年的发展继承，在国外形成许多不同的理论观点。我国将该理论引入之后，学者之间也未形成统一的观点，本章将国内外的理论进行综合概述。英美信托公司治理模式与日德信托公司治理模式是信托公司的主要治理模式，两种模式具有不同的特点，，对我国国有控股信托公司治理来说都有可以借鉴学习的先进经验。第三章主要描述目前我国国有控股信托公司的治理现状。首先简要说明我国信托公司治理的特点，从整个行业的角度来分析信托公司整体的治理特点。其次进一步说明我国国有控股信托公司治理与其他公司、金融机构在公司治理的不同，其具有的特殊性，最后结合部分国有控股信托公司2011年的年报从四个方面股权结构、治理结构、组织结构和激励与约束机制阐述公司治理的现状。第四章阐述的是我国国有控股信托公司治理的问题。信托业在我国已经发展30余年，虽然一些显著的问题矛盾得到解决，但是因为我国经济体制、市场环境、历史遗留问题等因素的影响，问题还是很多。在本章中主要从四个大的方面为基点，具有针对性的分析目前国有控股信托公司存在的问题。第五章主要为国有控股信托公司治理的完善提出一些法律建议。通过国有控股信托公司治理现状发现存在的问题，就需要采取一定的措施解决问题。本章节针对上一章的问题提出一一对应的建议措施，提供国有控股信托公司在以后公司治理时进行参考。
[Abstract]:The trust industry is one of the members of the modern financial system. The establishment of China International Trust and Investment Corporation, the first trust company in China in 1979, marks the beginning of a new development of the trust industry in China. The state-controlled trust company is the main force of the trust industry in our country. Its development directly affects the development of the whole industry and also relates to the stability of our country's financial system. The corporate governance is the core element of the development of the state-owned holding trust company, so the analysis and research on the governance of the state-owned holding trust company is of theoretical and practical significance. This paper is divided into five chapters. The first chapter briefly introduces and analyzes the development of the state-owned holding trust company in our country from the concept, characteristics and development course of the state-owned holding trust company. The second chapter discusses the theory of corporate governance and the most typical trust corporate governance model. The theory of corporate governance is not the native product theory of our country. After years of development and inheritance, many different theories have been formed in foreign countries. After the introduction of this theory in our country, the scholars have not formed a unified viewpoint, and this chapter gives a comprehensive overview of the theories both at home and abroad. The British and American trust company governance model and the Japan Germany trust company governance model are the trust company main governance model, the two models have the different characteristic, for our country state-owned holding trust company governance has the advanced experience which may draw lessons from the study. The third chapter mainly describes the current state-owned trust company governance. Firstly, the characteristics of trust company governance in China are briefly explained, and the overall governance characteristics of trust company are analyzed from the perspective of the whole industry. Secondly, it further explains the differences between the governance of state-owned holding trust companies and other companies and financial institutions in corporate governance, and the particularity of their governance. Finally, combined with the annual report of some state-owned holding trust companies in 2011, the ownership structure of some state-owned holding trust companies in 2011 is analyzed from four aspects. Governance structure, organizational structure and incentive and restraint mechanism explain the current situation of corporate governance. The fourth chapter deals with the governance of state-holding trust companies in China. Trust industry has been developed for more than 30 years in China. Although some obvious problems have been solved, there are still many problems due to the influence of economic system, market environment, historical problems and so on. In this chapter, mainly from four aspects as the basis point, targeted analysis of the current state-owned holding trust company problems. The fifth chapter puts forward some legal suggestions for the improvement of the governance of state-holding trust companies. It is necessary to take some measures to solve the problems found through the current situation of the governance of state-holding trust companies. In this chapter, the author puts forward one-to-one corresponding measures to the problems in the previous chapter, and provides the reference of the state-holding trust company in the future corporate governance.
【学位授予单位】：华东政法大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.282;D922.291.91

【参考文献】