中国企业跨境并购政治风险法律防控

发布时间：2018-03-13 00:37

本文选题：跨境并购　切入点：政治风险　出处：《山西财经大学》2016年硕士论文　论文类型：学位论文

【摘要】：改革开放以来,随着中国跨境并购企业规模的不断扩大,这让全世界感受到了中国力量,同时也给其他国家带来了不少担忧。中国威胁论不仅来源于日益提升的中国政治经济影响力,也来源于中国企业在全世界展开的并购高潮,而与此相应的是中国企业在跨境并购过程中遭遇政治风险的可能性增加,并且由此引发的相关的法律问题无法得到及时的解决,这对我国企业跨境并购是否发展顺利至关重要。论文除了引言部分,首先从法学理论基础的视角对我国企业跨境并购中遭遇的政治风险进行了概述,主要介绍了跨境并购及政治风险的内涵、新特征,在“新常态”的国内背景下,对中国企业“走出去”所面临的国际经济法中几种常见的政治风险进行分析,其主要表现形式为国家安全审查风险、征收风险、战争与内乱风险,这为论文接下来研究我国企业跨境并购遭遇政治风险法律防控打下了坚实的理论基础。其次,论文从我国现行企业跨境并购政治风险法律防控的法律现状及措施出发,分别介绍了我国目前针对企业跨境并购政治风险的相关立法现状及法律防控措施,主要包括我国与他国缔结双边投资保护协议对相关事项的约定、跨境并购企业与东道国政府签订投资保证合同寻求企业在当地的利益保证,通过对这些法律现状的法律防控途径进行分析论述,从中发现我国企业在境外遭遇政治风险法律防控的法律问题,主要表现为:我国国内缺乏对我国企业境外并购的法律保护;我国对企业跨境并购遭遇政治风险时存在的法律问题亟待解决。因此,有必要对中国企业跨境并购政治风险进行法律防控的研究工作。再次,论文从国际法层面和国内法层面,分别介绍了域外国家通过签订双边投资保护协定与利用多边投资担保机构的相关法律规定,作为规避企业境外投资遭遇政治风险的法律防控方式展开深入分析。论文对美、日两国的海外投资保险制度中有关政治风险保险的相关规定进行了对比分析及借鉴,并认为我国现阶段的企业跨境并购政治风险的法律防控现状,需要建立有中国特色的海外投资保险制度。最后,论文通过前几章对中国企业跨境并购中遭遇政治风险存在的主要法律问题的分析,主要从国家层面和企业层面分别提出了有效解决措施,主要包括完善我国相关法律法规;完善我国企业跨境并购保险制度;健全我国政治风险的评估及预警机制;为企业在跨境并购各个阶段购买政治风险保险等方面的深入研究,对中国企业跨境并购政治风险法律防控提出可行性建议。
[Abstract]:Since the reform and opening up, with the continuous expansion of the scale of cross-border mergers and acquisitions in China, this has made the world feel the power of China. At the same time, it has brought a lot of worries to other countries. The theory of China threat comes not only from China's growing political and economic influence, but also from the wave of mergers and acquisitions launched by Chinese companies around the world. Correspondingly, the possibility that Chinese enterprises will encounter political risks in the process of cross-border mergers and acquisitions has increased, and the related legal problems arising therefrom cannot be resolved in a timely manner. This is very important to the development of cross-border mergers and acquisitions in China. In addition to the introduction, this paper first summarizes the political risks encountered by Chinese enterprises in cross-border mergers and acquisitions from the perspective of the theoretical basis of law. This paper mainly introduces the connotation and new characteristics of cross-border M & A and political risks. Under the domestic background of "new normal", this paper analyzes several common political risks faced by Chinese enterprises in international economic law. Its main forms are national security review risk, expropriation risk, war and civil disorder risk, which lays a solid theoretical foundation for the next research on the legal prevention and control of cross-border M & A in China. Starting from the current legal situation and measures of the legal prevention and control of the political risks of cross-border mergers and acquisitions in China, this paper introduces the current legislative situation and the legal measures of prevention and control of the political risks of cross-border mergers and acquisitions in China. Mainly including the agreement of bilateral investment protection agreement between China and other countries, cross-border M & A enterprises sign investment guarantee contract with host country government to seek local interest guarantee. Through the analysis and discussion of the legal prevention and control ways of these laws, it is found that the legal problems of the legal prevention and control of the political risks encountered by Chinese enterprises abroad are mainly manifested in the following aspects: the lack of legal protection for overseas mergers and acquisitions of Chinese enterprises in our country; Therefore, it is necessary to study the legal prevention and control of the political risks of cross-border mergers and acquisitions of Chinese enterprises. Thirdly, the thesis focuses on the aspects of international law and domestic law. This paper introduces the foreign countries through signing bilateral investment protection agreements and the relevant laws and regulations of the multilateral Investment guarantee Agency, as the legal prevention and control way to avoid the political risk of enterprises' overseas investment. This paper makes a comparative analysis and reference of the relevant provisions on political risk insurance in the overseas investment insurance system of Japan and Japan, and points out that the current situation of legal prevention and control of the political risks of cross-border mergers and acquisitions of enterprises in China at the present stage. It is necessary to establish the overseas investment insurance system with Chinese characteristics. Finally, the paper analyzes the main legal problems of the political risks encountered in cross-border mergers and acquisitions of Chinese enterprises through the previous chapters. Mainly put forward effective measures from the national level and enterprise level, mainly include perfecting the relevant laws and regulations of our country; perfecting the insurance system of cross-border M & A of Chinese enterprises; perfecting the political risk assessment and early warning mechanism of our country; In this paper, some feasible suggestions on the legal prevention and control of the political risk of cross-border M & A in China are put forward for the further study of the purchase of political risk insurance in various stages of cross-border M & A.
【学位授予单位】：山西财经大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D922.295

【参考文献】