法人治理结构缺损与体制性腐败:农村信用社案件研究

发布时间：2018-06-14 14:07

本文选题：法人治理结构 + 体制性腐败　；参考：《金融研究》2002年06期

【摘要】：本文通过对新疆自治区喀什地区 2 0 0 1年金融贪污腐败案件的个案分析 ,发现案件具有集中于地方性金融法人机构的特点。通过深入研究 ,本文的结论如下。第一 ,当前地方性金融法人机构案件频发是治理结构缺陷的体现 ,而治理结构缺陷直接表现为所有者与管理者因信息与知识不对称导致的预算约束软化和监督失效问题。第二 ,由于法人治理结构存在缺陷 ,因此由此导致的腐败问题所可以引发的并非单纯的刑事犯罪层面的思考 ,制度和机制设计是应该充分考虑的。第三 ,考虑到所有者信息和素质无法在短期内得到提高 ,依靠外部监管力量 ,实行二层次委托代理机制是相对合理的选择 ,可以在一定程度上硬化预算约束。第四 ,外部监督是降低小型地方性法人机构不规范行为的充分必要条件。
[Abstract]:Based on the analysis of the financial corruption cases in Kashi region of Xinjiang Autonomous region in 2001, it is found that the cases are concentrated in the local financial legal bodies. Through in-depth study, the conclusion of this paper is as follows. Firstly, the frequent occurrence of local financial corporation cases is the embodiment of the defects of governance structure, and the defects of governance structure are directly reflected in the softening of budget constraints and the failure of supervision caused by asymmetric information and knowledge between owners and managers. Second, due to the defects of the corporate governance structure, the resulting corruption problem can lead to not only the criminal level of thinking, system and mechanism design should be fully considered. Thirdly, considering that the owner's information and quality can not be improved in the short term, relying on the external supervision force, the implementation of the two-level principal-agent mechanism is a relatively reasonable choice, and can harden the budget constraints to a certain extent. Fourth, external supervision is a necessary and sufficient condition to reduce the non-standard behavior of small local legal institutions.
【作者单位】：中国人民银行喀什地区中心支行中国人民银行喀什地区中心支行
【分类号】：D917

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