ZCSW公司新三板挂牌合规性分析

发布时间：2017-12-27 22:11

本文关键词：ZCSW公司新三板挂牌合规性分析　出处：《华东理工大学》2017年硕士论文　论文类型：学位论文

【摘要】：新三板市场为中小企业的发展提供了金融支撑,通过挂牌过程,规范了企业经营管理,并在一定程度上拓宽了中小企业融资渠道。水处理型中小企业,通过BOT、BT等方式开展运营,在项目前期需要垫付大量的资金,而融资问题是其面临的一个较大难题。新三板市场在一定程度上有助于解决中小企业融资难的困境。本文首先阐述了企业融资的相关研究文献,并对新三板发展历程做了简单回顾,介绍了企业在新三板挂牌的意义以及新三板挂牌条件,接着,理论联系实际,采用案例分析法对ZCSW挂牌动因以及挂牌合规性进行分析,具体包括:第一,介绍ZCSW公司的基本情况和所处行业基本概况;第二,运用整体环境分析法,从企业内部和外部环境两个角度分析企业挂牌的动因;第三,结合新三板挂牌条件,运用归纳分类的方法从持续经营能力、公司治理规范性、股份发行与转让合规性等视角,详细分析了 ZCSW公司在挂牌前存在的问题;第四,针对ZCSW存在的合规性问题提出针对性解决方案。本文研究结果有助于水处理型企业解决融资约束问题并顺利挂牌,为水处理型企业登陆新三板市场提供参考和解决思路。
[Abstract]:The new three board market provides financial support for the development of small and medium-sized enterprises, standardizes the operation and management of enterprises through the listing process, and broadens the financing channels for SMEs to a certain extent. Small and medium-sized water treatment enterprises are running through BOT, BT and so on. They need to pay large amounts of funds in the early stage of the project, and financing is a major problem they face. To a certain extent, the new three board market will help to solve the difficulty of financing for small and medium-sized enterprises. This paper first describes the relevant research literature of corporate finance, and the development of the new board are reviewed, the listed companies listed on the new board as well as the significance of the new board, then, theory and practice, the ZCSW listing motivation and listing compliance analysis, using case analysis method including: first, introduce the basic situation of ZCSW company and the basic situation of the industry; second, using the overall environment analysis, analysis of motivation of listed companies from two aspects of internal and external environment; third, combined with the new three board listing conditions, from the use of sustainable business capacity, corporate governance norms, stock issuance and transfer of compliance from the perspective of classification methods, a detailed analysis of ZCSW's presence in the listing before the problem; fourth, according to the ZCSW compliance issues are put forward targeted solutions. The results of this study are helpful for water treatment enterprises to solve the financing constraints and issue smoothly, and provide a reference and solution for the water treatment enterprises to enter the new three board market.
【学位授予单位】：华东理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：X324;F832.51

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