企业碳金融研究

发布时间：2018-05-13 23:30

本文选题：碳金融 + 碳交易　；参考：《华北理工大学》2017年硕士论文

【摘要】：文章的研究内容为企业碳金融,所依据的理论包括外部性理论、产权理论、环境经济性理论、生态补偿论等,这些理论为文章的研究提供了理论支撑。在此基础上,首先进行了企业碳金融现状分析,主要从碳交易和清洁发展机制项目两方面进行分析。其中企业碳交易方面包括企业碳交易价格、规模、成绩,企业清洁发展机制项目方面包括企业清洁发展机制项目的注册趋势、地理分布、种类分布、合作国情况以及取得的成绩。通过现状分析,得出企业碳金融具有较大的发展潜力;其次构建了企业碳交易决策模型,以成本因素为主要的参数,以碳配额价格等为变量因素,对规制成本、企业自身减排成本进行分析,在此基础上构建企业碳交易决策模型,为企业进行碳交易决策做参考。在理论分析的基础上,从碳交易和CDM项目两方面进行案例分析。其中企业碳交易方面应用企业碳交易决策模型,以六合煤炭企业为例,对企业碳交易决策进行分析,得出企业在进行碳交易决策的过程中,应在采取减排措施的同时再到碳交易市场上进行碳交易;企业CDM项目方面应用净现值法,以山西焦煤集团为例,对企业参与CDM项目的盈利性进行分析,得出企业参与CDM项目可为企业带来可观的利润,企业应积极参与CDM项目。最后从企业和政府两个层面提出企业发展碳金融的措施。其中企业方面应采取的措施包括提高碳金融意识、加强低碳人才队伍建设、积极了解CDM项目规则、有计划出售碳减排量、建立CDM项目单边机制、采取“打包”开发或“地区CDM”开发模式、积极采取措施应对潜在风险等。政府层面应采取的措施包括建立完善的碳金融政策体系、建立完善的交易主体信息系统、建立完善的碳交易平台、培养第三方监管核证机构等。
[Abstract]:The research content of this paper is enterprise carbon finance, which is based on the theories of externality theory, property right theory, environment economy theory, ecological compensation theory and so on. These theories provide theoretical support for the research of this article. On this basis, the paper firstly analyzes the current situation of carbon finance in enterprises, mainly from two aspects: carbon trading and clean development mechanism (CDM) projects. Among them, enterprise carbon trading includes enterprise carbon trading price, scale, achievement, enterprise clean development mechanism project including enterprise clean development mechanism project registration trend, geographical distribution, type distribution, Cooperation country situation and achievements Through the analysis of the present situation, it is concluded that carbon finance has great development potential. Secondly, the decision model of carbon trading is constructed, which takes the cost factor as the main parameter, the carbon quota price as the variable factor, and the regulation cost. On the basis of analyzing the cost of reducing carbon emissions, the enterprise carbon trading decision model is constructed, which can be used as a reference for enterprises to make carbon trading decisions. On the basis of theoretical analysis, the case study is carried out from two aspects: carbon trading and CDM project. In the aspect of enterprise carbon trading, the enterprise carbon trading decision model is applied. Taking Liuhe coal enterprise as an example, the enterprise carbon trading decision is analyzed, and the conclusion is drawn that the enterprise is in the process of making carbon trading decision. The net present value (NPV) method is applied in the CDM project of enterprises, taking Shanxi Coking Coal Group as an example, the profitability of the enterprise participating in the CDM project is analyzed. It is concluded that the participation of enterprises in CDM projects can bring considerable profits to enterprises, and enterprises should actively participate in CDM projects. At last, the paper puts forward the measures to develop carbon finance from the two levels of enterprise and government. The measures to be taken by enterprises include raising the awareness of carbon finance, strengthening the construction of low-carbon talents, actively understanding the rules of CDM projects, planning to sell carbon abatement, and establishing a unilateral mechanism for CDM projects. Take "package" development or "regional CDM" development model, take active measures to deal with potential risks. The measures to be taken by the government include the establishment of a sound carbon finance policy system, the establishment of a sound information system for trading subjects, the establishment of a perfect carbon trading platform, and the training of third-party regulatory certification agencies.
【学位授予单位】：华北理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：X196;F832.5

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