重点矿业经济区和谐矿区评价及建设研究

发布时间：2018-04-17 11:17

本文选题：重点矿业经济区 + 和谐矿区　；参考：《中国地质大学》2016年博士论文

【摘要】：三百年的工业文明以人类征服自然为主要特征。工业文明有两大“利器”,一是科技革命,二是市场经济。科技革命使人类征服自然的能力产生飞跃,利用和改造自然的效率成倍提高,新技术、新产品等自然资源转化物层出不穷。市场经济则使人类征服自然以实现自身福利最大化的动力和制度安排达到极致,它导致远远超出人类基本需求的无节制的生产和消费,使得人类对自然界的索取几乎达到极限。矿业高速发展的代价是生态破坏、环境污染及矿难高发等一系列不和谐问题,因而在国家大力推进生态文明建设,构建和谐社会的过程中,和谐矿区建设至关重要。本文在和谐社会建设的背景下,以和谐矿区为研究主题,以重点矿业经济区为研究对象,围绕其概念界定、评价体系构建、各维度影响因素及建设对策展开；结合重点矿业经济区和谐矿区建设的特殊性,以可持续发展理论、生态文明理论、利益相关者理论为指导,对其评价体系进行构建；通过案例分析和对比研究的方法,阐明国内外和谐矿区建设的经验与启示；鉴于和谐矿区的模糊性与层次性,引入改进的模糊综合分析法对其进行实证评价；通过文献分析,寻找资源产业依赖对经济、社会与智力系统的影响关系,并以多元回归分析法进行实证分析；采用定性比较分析对影响资源利用及环境效率的相关影响因素进行了逻辑筛选,明确了提升资源利用及环境效率的相关战略路径；进而从政府引导、企业主体及社会参与三个层面提出了提升重点矿业经济区和谐矿区水平的应对之策。全文共九章,具体如下：第一章--绪论。本章主要介绍了本文的选题背景及意义,并对于本文相关的文献进行了综述,最后,介绍了论文的研究思路、研究内容、研究方法和主要的创新点。第二章--相关概念界定及理论基础。首先,和谐矿区的基本内涵是实现人与自然的和谐,确保人与人的和谐。和谐矿区建设就是要实现矿区经济社会发展的一般的均衡,融入矿区经济建设、政治建设、文化建设、社会建设、生态文明建设五位一体总体布局之中。其次,本文从《全国矿产资源规划(2008--2015)》75个矿业经济区中,根据赋存特点,锁定优势矿种,按照分布格局,突出特色区域,参照发展阶段,兼顾比例平衡,选取出30个典型矿业经济区作为研究对象。再者,重点矿业经济区和谐矿区建设主要涉及可持续发展理论、生态文明理论、利益相关者理论和企业社会责任理论。第三章--国内外和谐矿区建设的现状与经验。首先,介绍了国外发达国家的矿地关系政策实践,主要以加拿大、澳大利亚和美国为典型国家。虽然国外并无直接关于和谐矿区的表述,但就其本质都是为了实现人与人及人与自然的和谐。其次,在国土资源部的推动下,各地方政府也积极践行和谐矿区建设,尤其是青海、西藏等地资源开发往往与民族、宗教等问题交杂在一起,而山西作为中国的煤炭大省,具有极强的代表性,其和谐矿区建设对于推动整个中国和谐矿区具有极强的启示。第四章--重点矿业经济区和谐矿区评价体系设计。由于重点矿业经济区和谐矿区评价具有涵盖面广、数据杂乱等特点,因此本文依托某项目组,通过聚焦法搭建对表征重点矿业经济区和谐矿区状况的相关指标进行了遴选与确认,共筛选出涵盖5个对象的25个指标。本文强调采用改进的模糊综合评价法,即通过网络层次分析法(ANP)和熵值法相结合分别获取主准则层和分准则层的权重值,而通过模糊C-均值聚类算法(FCM)获取对应的隶属度矩阵。此外,需要注意的是本文所涉及的评价样本中涵盖了时间维度,本文采用理想点矩阵的方法来获取时间维度的权重。第五章--重点矿业经济区和谐矿区评价。中国重点矿业经济区和谐度总体处于较低水平,但是随着近年来可持续发展、绿色矿山和和谐矿区建设的不断推进,加之社会对于矿区和谐的要求逐步提高,总体保持了较快幅度的增长水平,并在近年来达到一般水平。总体来看,在考虑时间权重的情况下,社会子系统环境子系统智力子系统资源子系统经济子系统。近年来,经济系统得分开始超过智力子系统,并在2014年差异达到显著,从而取代智力子系统与社会子系统和环境子系统进入第一集团,而资源子系统与智力子系统则处于第二集团。第六章一重点矿业经济区资源产业依赖对经济发展的影响。在重点矿业经济区中,“资源诅咒”的现象确实存在,资源依赖性越强,地区经济发展越缓慢。并且这一影响通过一系列更具体的途径来实现,主要包括减少技术创新,对外开放程度,制造业投入和政府干预程度。在经济增长的各影响因素中,物质资本投资对经济增长的推动作用最为显著而稳健,技术创新水平、对外开放程度和制造业投入也表现出一定程度的积极影响,但人力资本投资的正向影响在其他因素的冲击下缺乏稳健性,而政府干预则显著抑制了经济增长。第七章--重点矿业经济区生态效率路径选择。成熟型重点矿业经济区生态效率提升的路径共有五条,经济发展水平与环保投资起着较为重要的作用；实现衰退型重点矿业经济区生态效率提升的路径共有四条,其中高经济发展水平是衰退型重点矿业经济区生态效率提升的必要条件；提升再生型重点矿业经济区生态效率的条件组合有三种,而在这三种模式中,优化产业结构、提升科技教育投入和环保支出是再生型重点矿业经济区的重中之重；提升成长型重点矿业经济区生态效率的路径有五种模式,而这其中,提升矿区的通达性,或优化产业结构对于成长型重点矿业经济区显得尤为重要。第八章--重点矿业经济区和谐矿区建设建议。和谐矿区建设是一个复杂的系统性工程,单靠政府、企业或者第三方的力量是不可能实现的。这不仅仅是由于各自的力量不够,更因为和谐矿区建设的成果是惠及各方的,因而需要各方都参与其中。本文认为和谐矿区建设中政府应该发挥引导作用,提供制度引导；企业作为市场主体,应该通过社会责任进行积极响应；同时调动第三方的积极性,使其参与其中。第九章---研究结论与研究展望。本章对全文的主要结论和研究局限进行总结,并对未来的研究进行展望。在本文的写作中,可能取得了如下创新点：从理论上看,本文在和谐社会建设的大背景下,系统对重点矿业经济区和谐矿区评价及建设进行了研究,为和谐社会相关理论的拓展做出了有益尝试；搭建起涵盖经济、社会、资源、环境与智力有机结合的评价体系,为和谐社区评价提供了有利支撑,为后续实证研究打下了坚实的基础；进一步深化与拓展了资源产业依赖对经济、社会与智力系统影响的研究,尤其是本文基于重点矿业经济区的样本研究更具有特殊性,更贴近资源产业依赖的本质属性：对影响资源利用与环境保护效率的影响因素进行了要素组合,理清了各要素交互下的结果,为相关研究提供了有益借鉴。从方法上看,一方面针对和谐矿区模糊性与层次性的特点,运用改进的模糊综合评价法对其履行现状进行评价。具体而言,以网络层次法获取主准则层的权重,以熵值法获取分准则层与指标层的权重,同时采用模糊C均值聚类获取各指标的隶属矩阵,并对各维度的得分进行了配对样本t检验,一从而有效区分出各维度和谐度；另一方面,考虑到选取重点矿业经济区作为样本可能存在的小样本特性,同时各要素之间可能存在一定的交互作用,因而本文引入定性比较分析进行路径选择。从政策上看,考虑到和谐矿区起步相对较晚,而且矿业发展总体受政策的作用相对较大,政府相对而言扮演了较为重要的作用,因而本文认为和谐矿区建设中政府应该发挥引导作用,企业作为市场主体,应该通过社会责任进行积极响应,同时调动第三方的积极性,使其参与其中。
[Abstract]:Industrial civilization is characterized by mankind ' s conquest of nature in three hundred years . The industrial civilization has two great advantages , one is the science and technology revolution , the second is the market economy . The science and technology revolution makes mankind conquer nature ' s ability to conquer nature .
Combined with the particularity of the construction of the harmonious mining area in the key mining economic zone , the evaluation system is constructed based on the theory of sustainable development , the theory of ecological civilization and the stakeholder theory ;
Through case analysis and comparative study , this paper expounds the experience and inspiration of harmonious mining area at home and abroad .
In view of the fuzzy and hierarchical nature of the harmonious mining area , an improved fuzzy comprehensive analysis method is introduced to make an empirical evaluation .
Through the literature analysis , the author finds out the relationship between the resource industry dependence on the economic , social and intellectual system , and carries on the empirical analysis by the multiple regression analysis method ;
A qualitative comparative analysis is used to screen the influencing factors which affect the utilization of resources and the efficiency of the environment , and the relevant strategic path for improving the utilization of resources and the efficiency of the environment is clarified .
In this paper , the author introduces the background and significance of the harmonious mining area in the mining area . In the second part , the paper introduces the theory of sustainable development , the theory of ecological civilization , the theory of stakeholder theory and the theory of social responsibility of enterprises . In recent years , the economic system scores begin to surpass the intelligence sub - system , and the social sub - system and the environment subsystem are in the second group . In recent years , the economic system score starts to surpass the intelligence sub - system , and the social subsystem and the environment subsystem are in the second group .
There are four ways to realize the promotion of ecological efficiency in the economic zone of the key mining economy , with the high economic development level being the necessary condition for the ecological efficiency improvement of the economic zone of the key mining industry .
There are three conditions for improving the ecological efficiency of the regeneration - type key mining economic zone , and in these three modes , the optimization of the industrial structure , the promotion of investment in science and technology education and the environmental protection expenditure are the top priority in the regeneration - type key mining economic zone ;
It is not possible to improve the accessibility of the mining area , or to optimize the industrial structure , which is not possible because the power of the government , the enterprise or the third party is not possible . This is not only due to the insufficient strength of the respective power , but also because the construction of the harmonious mining area is beneficial to all parties . Therefore , it is believed that the government should play a guiding role in the construction of harmonious mining area and provide system guidance ;
As a market subject , enterprises should respond positively through social responsibility ;
At the same time , the enthusiasm of the third party is mobilized to take part in it . Chapter 9 - - Research conclusions and research prospect . This chapter summarizes the main conclusions and the research limitations of the whole text , and looks forward to the future research . In the writing of this paper , the paper studies the evaluation and construction of the harmonious mining area of the key mining economic zone under the great background of the construction of the harmonious society , and makes a useful attempt to expand the theory of the harmonious society .
Establish an evaluation system covering the combination of economy , society , resources , environment and intelligence , provide favorable support for the evaluation of harmonious community , and lay a solid foundation for the follow - up demonstration research ;
This paper further deepened and expanded the research on the influence of resource industry on economy , society and intellectual system , especially on the sample study of key mining economic zone .
On the other hand , taking into consideration the small sample characteristics which may exist in the selected key mining economic zone as the sample , there may be some interaction among the elements , so the paper introduces qualitative comparative analysis to make the path selection . From the policy , considering that the harmonious mining area starts relatively late , and the development of the mining industry is relatively large , the government plays a more important role . Therefore , this paper believes that the government should play a leading role in the construction of the harmonious mining area , and the enterprise should respond positively to the social responsibility through social responsibility , and arouse the enthusiasm of the third party , so that it is involved .

【学位授予单位】：中国地质大学
【学位级别】：博士
【学位授予年份】：2016
【分类号】：F426.1

【参考文献】