欧洲孤儿作品保护视角下的孤儿作品问题研究

发布时间：2018-03-20 00:27

本文选题：孤儿作品　切入点：欧盟孤儿作品指令　出处：《北京外国语大学》2017年硕士论文　论文类型：学位论文

【摘要】：孤儿作品问题是数字化背景下著作权领域的重要问题,对孤儿作品的合理利用关系到图书馆等公共机构的数字化项目的进展、文化遗产的保护以及社会公众对文化资源的获取。近几年来,国外已有不少相关问题的研究,而我国在孤儿作品立法和研究上比较晚近。《著作权法》第三次修改明确将孤儿作品问题提上草案,但就草案内容来看,仍存在诸多问题。本文意在通过对欧洲孤儿作品制度的分析总结,为我国孤儿作品制度的建设提出意见和建议。本文共分为五个部分。第一部分为孤儿作品问题简述,简要介绍孤儿作品的定义、主要类型、产生的原因,以及解决孤儿作品问题所要遵循的原则、考虑的立场和主要内容,并简述欧盟孤儿作品指令的保护体系、英国的孤儿作品授权使用制度和北欧的延伸性集体管理制度。这部分内容意在介绍孤儿作品问题的概况,指出孤儿作品立法中的利益平衡原则,提出保护文化遗产和提高交易效率的立场,为后文的分析做铺垫,也是贯穿全文的主要线索。第二部分到第四部分是孤儿作品制度的核心内容。笔者认为孤儿作品制度的适用范围、勤勉检索义务和使用孤儿作品的付酬机制是孤儿作品制度设计的关键环节。在这三部分中,笔者将以欧盟孤儿指令的规定为主,并对比英国授权制度和北欧延伸性集体管理制度,综合分析在这三个方面三种制度的优劣和设计考量,为后文如何借鉴这些制度规定提供依据。其中,孤儿作品制度的适用范围主要包括涉及的作品类型、作品使用人和方式的限制等,勤勉检索义务主要包括检索人、检索资源和地点以及登记等问题,付酬机制包括如何收取使用费,著作权人付出时如何取得报酬等问题第五部分是结合我国孤儿作品制度的现状,为我国孤儿作品制度的建设提出意见和建议。首先介绍我国现有立法中有关孤儿作品的规定,然后介绍著作权法修改草案的规定并分析草案存在的问题,最后依据前文对欧洲制度的分析,给出立法和行政管理方面的建议。文章最后得出结论,我国目前对孤儿作品的保护尚处于起步阶段,应该借鉴西方的成熟经验,结合我国的实际情况,在立法和行政管理上双管齐下,建立一个完善、高效的孤儿作品保护体系。本论文围绕孤儿作品制度的三大核心内容,比较欧盟孤儿作品指令、英国授权制度和北欧延伸性集体管理制度的在提高交易效率和保护文化遗产方面的优劣,紧扣利益平衡这一理论原则,为我国孤儿作品制度建设提出建议。主要的创新之处在于三点:一是补充了较多英文资料,尤其是关于英国和北欧制度的细节,对孤儿作品制度三大方面的内容都有了较为完整的介绍和分析;二是以利益平衡理论贯穿全文,紧扣提高版权交易效率和保护文化遗产这两个出发点,比较不同制度设计的优缺点;三是结合了著作权法第三次修订的内容,并给出了立法和行政两个方面的建议。
[Abstract]:The orphan works problem is an important problem in the field of copyright under the digital background, the rational use of orphan works related to the development of digital library project and other public institutions, cultural heritage protection and public access to cultural resources. In recent years, there are many foreign research related issues, and our country in orphans Study on the legislation and works relatively late. Copyright Law > third amendment will clear the problem of orphan works on the draft, but the contents of the draft, there are still many problems. This paper is intended to analyze the European orphan works system summary, put forward opinions and suggestions for the construction of orphan works in China. This article is divided into the system five parts. The first part is the problem of orphan works, mainly type definition, brief introduction of orphan works, the causes, and to solve the problem of orphan works to follow the original Then, considering the position and main contents, and briefly introduces the protection system of EU orphan work instructions, British orphan works extended collective management system using the authorization system and Northern Europe. This part is intended to introduce the general situation of orphan works problem, pointed out that the principle of balancing the interests of orphan works legislation, put forward the protection of cultural heritage and improve the efficiency of the transaction the position of pave the way for the later, the main clue is the article. The second part to the fourth part is the core content of orphan works system. The writer thinks that the scope of orphan works system, diligence obligations and retrieval of orphan works using the payment system is the key link of orphan works system design in the three part. The author, will be dominated by the provisions of the EU orphan instructions, and compared the authorization system and the Nordic extended collective management system, a comprehensive analysis of the three party Quality and design three kinds of system considerations, provide the basis for the reference to the provisions of these systems. The scope of orphan works system mainly include the type of work, work and the use of the restrictions, diligence obligations include retrieval retrieval, retrieval and resource location and registration, payment system including how to collect royalties, copyright owners pay how to obtain compensation issues such as the fifth part is the combination of the status quo of China's system of orphan works, and puts forward some opinions and suggestions for the construction of orphan works system. First introduce relevant provisions of orphan works in the existing legislation, and then introduces the provisions of copyright law amendment and analysis of the draft problem, finally on the basis of the above analysis of the European system, gives legislative and administrative suggestions. In conclusion, at present in our country For the protection of orphan works is still in the initial stage, should learn from the mature experience of western countries, combined with China's actual situation, both in legislation and administrative management, establish a perfect and efficient system of protection of orphan works. This paper focuses on the three core content of orphan works system, the EU orphan work instruction, the British mandate the Nordic system and extended collective management system to improve transaction efficiency and the protection of cultural heritage quality closely balance of interests of the theoretical principles, put forward suggestions for the construction of orphan works system in our country. The main innovation lies in three points: one is to add more English information, especially on the UK and Nordic system the details of the orphan works system three aspects are introduced and analyzed comparatively complete; two is based on the theory of balance of interests throughout the text closely linked to improve copyright trading efficiency The two starting points of the rate and the protection of cultural heritage are to compare the advantages and disadvantages of different system designs. The three is to combine the contents of the third revision of the copyright law, and give two suggestions for legislation and administration.

【学位授予单位】：北京外国语大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D95;DD913

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