美国、欧盟反倾销日落复审制度比较研究

发布时间：2018-03-07 22:09

本文选题：日落复审　切入点：美国1930年关税法　出处：《西南政法大学》2011年硕士论文　论文类型：学位论文

【摘要】：反倾销作为WTO成员国最常使用的合法的三大贸易救济措施之一,已受到WTO与各成员国的普遍认同。然而,反倾销在保护本国国内产业健康发展的同时,某些成员国也逐渐利用其规则漏洞使反倾销规则演变成为贸易保护主义的工具。为了防止反倾销措施无限期的拖延下去,WTO在反倾销规则中引入了日落复审制度。日落复审制度建立在公平正义原则与情势变更原则基础上,目的是让反倾销措施在继续执行下去将会导致不公平的结果或与当前国内形势格格不入时,向“太阳西落”一样归于无效。然而,从WTO反倾销协定引入日落复审制度的历程和贸易实践中的众多日落复审案件来看,日落复审制度的引入并没有完全达到预期的效果,反而为反倾销措施实施期限的不合理延长找到了合法的途径。这其中,以美国和欧盟的立法最具代表性。美国和欧盟作为当今世界上最大的两个经济体,同时作为我国最为重要的两大贸易合作伙伴,在贸易救济措施的运用特别是在日落复审法律制度的制定和实施方面有着比较丰富和成熟的经验,对其它国家与WTO本身产生了深刻的影响,而我国在此方面才刚刚起步,我国的《反倾销条例》对于日落复审只有框架性、原则性的规定,诸多内容均在摸索中。因此,参考和借鉴美欧日落复审很有必要。本文除引言和结语外,分为四大部分。综合运用了实证分析、比较分析、统计分析的方法进行研究,在评述、比较美国和欧盟日落复审制度的优缺点基础上,对我国的日落复审制度的完善及我国出口企业应对美国、欧盟等国的日落复审提出笔者的建议。第一部分为反倾销日落复审制度的基础理论。首先介绍反倾销日落复审制度的内涵,然后指出反倾销日落复审制度的理论基础、基本特征与现实意义,并在此基础上分析美国、欧盟反倾销日落复审制度的缘起。该部分是全文的理论基础,重点论述反倾销日落复审制度的理论基础、基本特征及其现实意义。第二部分为美国与欧盟反倾销日落复审制度的程序性规则分析与比较。首先详细分析美国日落复审制度的程序性规则,并配以图表说明,同时分析欧盟日落复审制度的程序性规定,然后实证分析美国、欧盟日落复审程序性规则在案例中的体现,并在此基础上对美国、欧盟日落复审制度程序性规则进行比较评析。第三部分为美国与欧盟反倾销日落复审制度的实体性规则比较。研究思路同第二部分,首先详细分析美国日落复审制度的实体性规则,同时分析欧盟日落复审制度的实体性规定,然后实证分析美国、欧盟日落复审实体性规则在案例中的体现,并在此基础上对美国、欧盟日落复审制度实体性规则进行比较评析。第四部分为我国反倾销日落复审制度的建设与完善。该部分从两个角度来论述,一是借鉴美欧成功经验,摈弃其缺点,对我国反倾销日落复审制度的建设与完善提出针对性的观点,二是对我国出口企业应对美欧日落复审调查提出建议。结语部分提出WTO为修改日落复审制度在多哈回合中的努力和尝试,留待以后研究。我国作为正在崛起的发展中大国,在WTO中的话语权越来越重要,未来有关日落复审制度的谈判中,我国必然不能避免美欧等大国对WTO日落复审制度的推进抑或影响作用。正视这种影响也是我国日落复审制度建设与完善不可或缺的课题。
[Abstract]:One of the measures of anti-dumping relief as a member of the WTO most commonly used legal three trade, has been generally acknowledged by WTO and members. However, the anti-dumping in the protection of the healthy development of domestic industry at the same time, some member states have gradually exploited its rules loopholes in evolution of anti-dumping rules become a tool of trade protectionism in order to prevent the anti-dumping measures indefinitely, WTO introduced in the sunset review system of anti-dumping rules. The establishment of the sunset review system changes in the principles of fairness and justice and the situation on the basis of the principles, the purpose is to make anti-dumping measures to continue execution will produce unfair results or the current situation at home and misfits. To the "sunset" as invalid. However, in many cases the sunset review process from WTO anti dumping agreement and the introduction of sunset review system in the trade practice, Japan Fall into the review system did not fully achieve the desired results, but for the implementation of the anti-dumping measures limit the unreasonable delay of legal means. Among these, the United States and the European Union legislation. The most representative two economies in the United States and the European Union as the world's largest, at the same time as China's most the two most important trading partner in the use of trade remedy measures, especially with rich and mature experience in the development and implementation of the sunset review of the legal system, to other countries and WTO itself had a profound impact, and in our country has just started, China's "anti dumping regulations. For the sunset review only the framework of principle, many contents are under exploration. Therefore, it is necessary to reference and the sunset review.
Besides the introduction and conclusion, is divided into four parts. The comprehensive use of empirical analysis, comparative analysis, statistical analysis method to study, in the review, comparison to the United States and the European Union sunset review system, to improve China's sunset review system and China's export enterprises to deal with the United States, the author puts forward recommended the sunset review of the EU and other countries.
The first part is the basic theory of anti-dumping sunset review system. First introduces the connotation of anti-dumping sunset review system, and pointed out the theoretical basis of antidumping sunset review system, the basic characteristics and practical significance, and based on the analysis of the United States, the origin of the EU anti-dumping sunset review system. This part is the theoretical basis of the thesis. Focuses on the theoretical basis of antidumping sunset review system, the basic characteristics and practical significance.
The second part is the United States and the EU anti-dumping sunset review system analysis and comparison of the procedural rules. The first detailed analysis of the sunset review system of the procedural rules, and with illustrations, and the analysis procedure of the sunset review system, and then an empirical analysis of the United States, the rules of sunset review procedures embodied in the case of the EU the United States, and on this basis, a comparative analysis of the procedural rules of the sunset review system.
The third part is the comparison of substantive rules in the United States and the European Union anti-dumping sunset review system. The research ideas with the second part, the first detailed analysis of the substantive rules of American sunset review system, and analysis of the substantive provisions of the EU sunset review system, and then an empirical analysis of the United States, the European Union embodies the sunset review substantive rules in the case. And on the basis of the comparative analysis of the EU, the sunset review system of substantive rules.
The fourth part is the construction of China's anti-dumping sunset review system and perfect. This part from two aspects, one is the reference and successful experience, abandon the disadvantages of the construction of China's anti-dumping sunset review system and put forward pertinent opinions, two of our recommendations to the United States and Europe a survey the sunset review of export enterprises.
The conclusion part puts forward WTO efforts and attempts to modify the sunset review system in the Doha round, for later research. China as a rising developing country, in the WTO's voice is more and more important, the future negotiations on the sunset review system in our country, the United States and Europe and other countries will not avoid the WTO sunset review system the propulsion or the influence of subject. This kind of impact is China's construction and perfection of the sunset review system is indispensable.

【学位授予单位】：西南政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D996.1

【引证文献】