中澳FTA下投资缔约方联合控制条款研究

发布时间：2018-03-11 10:38

本文选题：缔约方联合控制条款　切入点：协定解释权　出处：《大连海事大学》2017年硕士论文　论文类型：学位论文

【摘要】：《中华人民共和国政府和澳大利亚政府自由贸易协定》(下称中澳FTA,英文简称ChAFTA)下的投资缔约方联合控制条款(下称联合控制条款)是旨在平衡东道国与投资者利益、仲裁庭与缔约国解释权归属而设立的条款。它在吸收国际法旧有理论与实践的基础上,系统性、创造性地将联合磋商环节引入东道国公共利益措施的解释认定中,弥补了现行制度的缺陷,保护了东道国利益,也增强了投资者的话语权。在对条款进行完善的基础上适当将其引入中国的国际投资协定起草与投资实践,并纳入《中华人民共和国外国投资法》(下称《外国投资法》)规范体系将大有裨益。本文共分为四章,整体思路为"联合控制条款的理论与内涵剖析——联合控制条款设置的必要性——联合控制条款可能存在的问题与对策——对待联合控制条款的中国立场"四个环节,具体包括:第一章对投资缔约方联合控制条款的内涵、历史沿革、理论基础、理论构成等进行概述。剖析联合控制条款的具体含义与理论载体,初步展现其存在的依据与优势,并通过对联合控制条款理论构成的分析揭示其对既有理论的发展以及可能存在的桎梏。第二章着重分析了投资缔约方联合控制条款的必要性。该章从"发现问题——解决问题"两方面入手,一方面分析在没有联合控制条款情形下,目前投资者就东道国争端解决实践现状与产生的弊端;另一方面则强调联合控制条款对改善现有状态的贡献以及其自身的优越性。第三章则辩证地看待联合控制条款产生而必然存在的弊端并提出解决之策。该章分析联合控制条款的理论缺陷,并通过对条款内容的仔细研究,分析出其在实践中可能存在的阻碍。针对联合控制条款的不足该章在第三节针对每一项问题提出了具体的解决措施。第四章立足联合控制条款对于我国国际投资领域的借鉴性,建议通过中国与其他国家签订FTA、BIT等协定的方式对联合控制条款进行推广。同时,对于国际投资的国内法规制,可以将联合控制条款引入我国《外国投资法》的法条之内,使得投资者保护制度更加完善。
[Abstract]:The Joint Control provisions of the Investment parties under the Free Trade Agreement between the Government of the people's Republic of China and the Government of Australia (hereinafter referred to as FTA-China) (hereinafter referred to as "joint control clauses") are designed to balance the interests of host countries and investors, On the basis of absorbing the old theory and practice of international law, it systematically and creatively introduces the joint consultation link into the interpretation and determination of the public interest measures of the host country. It has made up for the defects of the current system, protected the interests of the host country, and strengthened the voice of investors. On the basis of perfecting the terms, it was properly introduced into the drafting and investment practice of China's international investment agreements. It will be of great benefit to bring the Foreign Investment Law of the people's Republic of China (hereinafter referred to as the "Law on Foreign Investment") into the normative system. The whole train of thought is "the theory and connotation analysis of the joint control clause-the necessity of setting up the joint control clause-the possible problems and countermeasures of the joint control clause-the Chinese position on the joint control clause". The first chapter summarizes the connotation, historical evolution, theoretical basis and theoretical structure of the joint control clause of investment parties, analyzes the specific meaning and theoretical carrier of the joint control clause, and preliminarily shows the basis and advantages of its existence. And through the analysis of the theory constitution of the joint control clause, it reveals the development of the existing theory and the possible shackles. Chapter two focuses on the necessity of the joint control clause of the investing parties. -to solve the problem in two ways, On the one hand, it analyzes the current situation and drawbacks of investor's practice of dispute settlement in host country without joint control clause. On the other hand, it emphasizes the contribution of the joint control clause to the improvement of the present state and its own superiority. Chapter three dialectically looks at the inevitable disadvantages of the joint control clause and puts forward some solutions. The theoretical flaws of the joint control clause, And through careful study of the content of the articles, According to the deficiency of the joint control clause, this chapter puts forward some concrete measures to solve each problem in the third section. Chapter 4th, based on the joint control clause, is the reference to the international investment field of our country. It is suggested that the joint control clauses should be extended through the signing of FTA-BIT agreements between China and other countries. At the same time, the joint control clauses may be introduced into the laws and regulations of our country's "Foreign Investment Law" for the domestic legal system of international investment. Make investor protection system more perfect.
【学位授予单位】：大连海事大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D996.4

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