福费廷业务及在中国法下的解读

发布时间：2018-03-11 19:37

本文选题：福费廷　切入点：应收账款　出处：《复旦大学》2011年硕士论文　论文类型：学位论文

【摘要】：在国际贸易的舞台上中国日渐成为举足轻重的出口大国,出口产品中资本性商品的比重逐年增加,与此同时中国在国际贸易融资领域的发展却不能与其在国际贸易中的地位相匹配,金融产品的创新越发受到重视。福费廷是一种国际上流行的国际贸易融资手段,其主要应用于中长期资本性商品及大宗商品的出口融资,福费廷业务中包买商不含追索权地买断出口商向进口商提供商品而产生的应收账款,出口商提前收回该款项已达到获得融资的目的。福费廷在西方国家早已流行而中国起步较晚且市场制度并不健全,国内实践中与国际通行的惯例有着较大的差别,因此在中国法的环境下叙做福费廷业务有着潜在的风险和诸多需要探讨的问题。本文第一章首先对福费廷业务进行了概述。介绍和比较了对福费廷不同的定义及其业务特点；福费廷在国外和中国的发展情况以及福费廷业务中各当事方的法律关系,基于对各当事方权利义务的分析,文章接下来分析了福费廷业务对于各当事方的利弊。第二章分析了福费廷业务中的债权转让问题。首先明确福费廷的根本性质是应收账款的转让,之后分析了在福费廷中两种债权转让方式——票据背书转让与一般债权让与在形式上的要求与转让时涉及的法律问题,从而引出了福费廷业务债权转让中的无追索权问题。第三章从追索权的概念入手,分析了在福费廷债权转让中无追索权的实现方式以及在不同法律背景下,尤其是在中国法的背景下实现无追索权的障碍与风险。最后分析了无追索权的相对性以及要实现无追索权地转让应收账款所要满足的先决条件。担保是国际贸易融资中的重要一环,第四章分析了叙做福费廷业务涉及到担保的法律问题。该章分别从票据担保与独立担保两个角度,分析了两种担保的特征与优劣,着重探讨了在中国法背景下进行福费廷业务担保的问题,尤其对在中国开展独立担保做了探讨。第五章分析了福费廷业务中应收账款转让、涉外票据涉及担保的法律适用的相关问题,同时依据最新的部门规章对在我国境内机构对外担保的法律适用进行了分析,解决了在中国进行对外担保所涉及的法律冲突问题。
[Abstract]:On the stage of international trade, China is becoming an important export country, and the proportion of capital commodities in its export products is increasing year by year. At the same time, the development of China in the field of international trade financing can not match its position in international trade, and the innovation of financial products is paid more and more attention. It is mainly used in export financing of capital commodities and commodities in the medium and long term. In the Forfaiting business, the contractor buys out the accounts receivable arising from the exporter's supply of the goods to the importer without recourse. Early recovery of the money by exporters has achieved the purpose of obtaining financing. Forfaiting has long been popular in Western countries, while China has a late start and a poor market system, and there is a great difference between domestic practice and international practice. Therefore, doing Forfaiting business under the Chinese law environment has potential risks and many problems to be explored. The first chapter gives an overview of Forfaiting's business. It introduces and compares the different definitions of Forfaiting and its characteristics, the development of Forfaiting in foreign countries and China, and the legal relations between the parties involved in Forfaiting's business. Based on the analysis of the rights and obligations of the parties, the paper then analyzes the advantages and disadvantages of Forfaiting business for the parties. The second chapter analyzes the transfer of creditor's rights in Forfaiting's business. First of all, it is clear that the fundamental nature of Forfaiting is the transfer of accounts receivable. Then it analyzes the legal problems involved in the formal requirements and the assignment of two kinds of creditor's rights in Forfaiting, that is, the transfer of bill endorsement and the transfer of general creditor's rights, and thus leads to the issue of non-recourse in the transfer of Forfaiting's rights of claim. The third chapter starts with the concept of the right of recourse, and analyzes the realization of the right of no recourse in the transfer of Forfaiting's creditor's rights and the different legal background. Especially under the background of Chinese law, the obstacles and risks of realizing the right of no recourse are analyzed. Finally, the relativity of the right of no recourse and the prerequisite to realize the transfer of accounts receivable without recourse are analyzed. Security is an important part of international trade finance. Chapter 4th analyzes the legal problems of the business of forfaiting involving the guarantee. This chapter analyzes the characteristics and advantages of the two guarantees from the two angles of bill guarantee and independent guarantee, respectively. This paper mainly discusses the issue of forfaiting business guarantee under the background of Chinese law, especially the independent guarantee in China. Chapter 5th analyzes the transfer of accounts receivable in Forfaiting business and the related issues concerning the application of foreign instruments to the law of guarantee. At the same time, according to the latest department regulations, it analyzes the legal application of external guarantee of institutions in our country. It resolves the conflict of laws involved in foreign guarantee in China.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D996;D922.28

【引证文献】