海外直接投资中环境措施风险法律研究

发布时间：2018-03-19 23:32

本文选题：海外直接投资　切入点：环境措施　出处：《复旦大学》2013年硕士论文　论文类型：学位论文

【摘要】：随着国际社会对环境问题的关注度提高,东道国政府与投资者因环境问题产生的冲突越来越普遍。大量案例表明,东道国政府为应对环境问题采取的规制措施已经对海外投资者的利益造成了严重影响。本文将以环境措施引发的投资风险为主题,分别从国际投资协定和国际投资争议仲裁实践的角度,分析环境措施的合法性及对投资者的影响,并从投资者和政府两个层面阐述环境措施风险的防范策略。基于此,本文分为四章来阐述。第一章分揭示了环境措施风险的内涵、性质和产生原因,并通过实例阐述了环境措施风险的具体表现形式。第二章研究国际投资协定中与环境措施相关的条款。环境措施条款是东道国采取环境措施的国际投资法基础。本章首先论述了环境措施条款的形式和内容,分析了投资协定中纳入环境措施条款的现状,并阐述了环境措施条款对投资者的影响。最后,通过分析国际投资协定的发展趋势,证明了环境措施条款的覆盖面将会进一步扩大。第三章从国际投资争议仲裁的角度分析环境措施风险。本章首先通过案例研究揭示了环境措施的合法标准。由于投资协定缺乏对环境措施合法标准的规定,权威国际仲裁庭的理解有重要的借鉴意义。其次,鉴于“问接征收”争议在投资争议中的重要地位,本章针对环境措施是否构成“间接征收”进行了专题分析。第四章结合我国实际,分析了我国企业面临的海外投资环境措施风险,并从投资者和政府两个层面阐述了环境措施风险的防范策略。投资者应主动承担环境责任,健全企业环境管理制度,此外,可通过稳定条款或政府承诺控制投资风险；政府应当加强对海外投资者环境行为的有效监管。
[Abstract]:As the international community becomes more concerned about environmental issues, conflicts between host governments and investors over environmental issues are becoming more and more common. A large number of cases show that. The regulatory measures taken by the host government to deal with environmental problems have had a serious impact on the interests of overseas investors. From the angle of international investment agreement and international investment dispute arbitration, this paper analyzes the legitimacy of environmental measures and their influence on investors, and expounds the prevention strategies of environmental measures risk from two aspects: investor and government. This article is divided into four chapters to elaborate. In the first chapter, the connotation, nature and causes of environmental risk are revealed, and the concrete manifestation of environmental measure risk is illustrated by examples. The second chapter studies the provisions related to environmental measures in IIAS, which are the basis of international investment law for the host country to take environmental measures. This chapter first discusses the form and content of the provisions on environmental measures. This paper analyzes the current situation of the inclusion of environmental measures in investment agreements, and expounds the impact of environmental measures on investors. Finally, through the analysis of the development trend of international investment agreements, This proves that the coverage of environmental measures will be further expanded. Chapter three analyzes the risk of environmental measures from the perspective of international investment dispute arbitration. Firstly, this chapter reveals the legal standards of environmental measures through case studies. The understanding of authoritative international arbitration tribunal is of great significance. Secondly, in view of the importance of the dispute of "asking, accepting and levying" in investment disputes, this chapter makes a special analysis on whether environmental measures constitute "indirect expropriation". Chapter 4th analyzes the risk of overseas investment environmental measures faced by Chinese enterprises, and expounds the prevention strategies of environmental measures risk from two aspects: investor and government. Investors should take the environmental responsibility actively. In addition, investment risk can be controlled through stable clauses or government promises, and the government should strengthen the effective supervision of the environmental behavior of overseas investors.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D996.9

【参考文献】