技术转让要求规制新趋势下的中国因应

发布时间：2018-04-13 14:07

本文选题：履行要求 + 技术转让要求　；参考：《广东社会科学》2017年03期

【摘要】：技术转让要求作为履行要求的一种,并未被包含在TRIMs协定明确禁止的五种履行要求措施中。大多数传统双边投资协定也没有履行要求禁止条款,但现在越来越多的国家在其签订的投资或贸易协定中纳入了技术转让履行要求禁止规则,禁止强制技术转让。确定强制技术转让要求的范围,关键在于对措施"强制性"的判断,不同仲裁庭对该问题的解读不同。技术转让履行要求禁止规则的例外条款对于保障东道国权益意义重大,但在环境保护例外以及知识产权例外的适用上仍存在不少问题,未能充分保护发展中国家利益。中国应在厘清《入世议定书中》就技术转让做出的承诺的基础上,审视外商投资审批实践中隐含的技术转让要求,并积极参与国际层面的规则制定。
[Abstract]:As one of the performance requirements, technology transfer requirements are not included in the five kinds of performance measures explicitly prohibited by the TRIMs Agreement.Most traditional bits do not comply with the prohibition clause, but now more and more countries have incorporated technology transfer requirement prohibition rules in their investment or trade agreements to prohibit the mandatory transfer of technology.The key to determining the scope of mandatory technology transfer requirements lies in the judgment of "mandatory" measures, which are interpreted differently by different arbitral tribunals.The exception clause of the prohibition rule of technology transfer is of great significance to the protection of the rights and interests of the host country, but there are still many problems in the application of the environmental protection exception and the intellectual property exception, which fail to fully protect the interests of developing countries.On the basis of clarifying the commitments on technology transfer made in the Protocol of accession to WTO, China should examine the implied requirements of technology transfer in the practice of examination and approval of foreign investment, and take an active part in the formulation of rules at the international level.
【作者单位】：对外经济贸易大学法学院;
【分类号】：D996.4

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