中国信用证的法律适用研究

发布时间：2018-04-24 20:36

本文选题：信用证 + 《跟单信用证统一惯例》　；参考：《中国青年政治学院》2012年硕士论文

【摘要】：国际商会制定并历经修改的《跟单信用证统一惯例》（以下简称UCP）目前是统一信用证规则的重要法律文件。尽管UCP对其适用范围、条件、当事人的权利义务、银行的操作准则等都作出了详尽的规定，但仍有实体规定上的缺漏。同时，UCP也并没有解决信用证的法律冲突问题，我国立法中对信用证的法律适用也付之阙如。本文将从国际私法的视角，从两个方面探讨中国信用证法律适用问题：一是评介UCP在中国的法律适用问题。UCP作为国际商事惯例的性质目前为我国司法界和学界认同，，但是其在法律适用中的层级和地位问题却应当根据当事人的意思自治而有所区分。此外，能否运用公共秩序保留制度排除国际惯例UCP也值得我们进一步研究。二是反思我国信用证法律适用的司法实践，并尝试构建我国信用证法律适用规则。本文认为应当运用分割方法对信用证各方当事人之间的法律关系进行识别，并根据信用证各方当事人之间不同的法律关系分别进行准据法选择。在比较分析其他国家信用证的法律适用规则，并对我国有关信用证纠纷案件的司法实践展开实证研究后，本文提出了我国信用证法律适用冲突规范的立法建议。
[Abstract]:The uniform practice of documentary credits (hereinafter referred to as UCPC), formulated and amended by the International Chamber of Commerce (ICC), is an important legal document for unifying the rules of L / C. at present. Although the scope of application, the conditions, the rights and obligations of the parties and the operating rules of the bank are all stipulated in the UCP, there are still some deficiencies in the substantive provisions. At the same time, UCP has not solved the conflict of laws of letters of credit, and the legal application of letters of credit in our legislation is also absent. From the perspective of private international law, this paper will discuss the legal application of Chinese letters of credit from two aspects: first, to comment on the legal application of UCP in China. The nature of UCP as an international commercial practice is recognized by the judicial and academic circles in our country at present. However, its level and status in the application of the law should be distinguished according to the autonomy of the parties. In addition, whether the public order reservation system can be used to exclude international practice UCP is worth our further study. The second is to reflect on the judicial practice of the legal application of letters of credit in our country, and try to construct the applicable rules of the law of letters of credit in our country. This paper holds that the legal relationship between the parties to the letter of credit should be identified by using the method of division, and the applicable law should be chosen according to the different legal relations between the parties to the letter of credit. After a comparative analysis of the applicable rules of letters of credit in other countries, and an empirical study on the judicial practice of the dispute cases concerning letters of credit in China, this paper puts forward some legislative suggestions on the conflict norms of the application of laws of letters of credit in our country.
【学位授予单位】：中国青年政治学院
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D996;F740.4

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