欧盟排放权交易机制法律问题研究

发布时间：2018-04-27 13:25

本文选题：排放权交易 + 排放权交易指令　；参考：《西南政法大学》2011年硕士论文

【摘要】：欧盟排放权交易机制是当今世界应对温室气体减排的成功范例。该机制产生于全球变暖日益严峻的形势下,并在短短的六年时间里取得了较好的成效。由于欧盟排放权交易机制所进行的碳排放权贸易不同于以往的货物贸易与服务贸易,该机制很可能与现存的国际贸易规制措施相冲突。因此对欧盟排放权交易机制的法律研究具有很大的必要性。对欧盟排放权交易机制进行深入系统的研究不仅具有很强的理论意义,更具有重大的现实意义。这可以对我国碳排放权交易市场的建立提供很好的借鉴,也便于我国碳排放权交易制度运作过程中更好的与WTO法相一致。本文将系统阐述欧盟排放权交易机制规则,通过对欧盟排放权交易机制立法的解读将其结构框架进行完整呈现,探讨欧盟排放权交易机制是否符合WTO法,最后,提出我国对欧盟排放权交易机制的借鉴。第一部分,引言。本部分从大体上描绘欧盟排放权交易机制出现的背景,以及出现后与WTO法规之间存在的潜在冲突,进而引出本文要研究的问题。第二部分,欧盟排放权交易机制的规则研究。本部分首先阐述欧盟排放权交易机制的确立,从宏观上阐述该机制。其次对欧盟排放权交易机制的立法进行深入研究,着重对其交易主体、交易对象与种类、交易期间、排放配额总量及分配、遵守机制与惩罚措施五方面进行分析。最后总结该机制的相关特征。第三部分,欧盟排放权交易指令的WTO法合规性考察。本部分主要通过研究安提瓜诉美国赌博服务案和欧盟香蕉案等案件的法理,以《排放权交易指令》第25条为核心,以美国排放权经纪商服务为例分析欧盟排放权交易机制的合规性。主要考察欧盟排放权交易机制与GATT1994、GATS及GATS的金融附件相关制度的合规性。第四部分,我国对欧盟排放权交易机制的借鉴。本部分以前文的分析为前提,总结欧盟在机制运行该过程中的得失,从而提出我国应借鉴的两个方面。第五部分,结论。本部分对全文进行总结,对欧盟排放权交易机制的规则研究和其WTO合规性中的具体内容进行归纳总结,综述笔者对本文的观点。
[Abstract]:EU emission trading mechanism is a successful example of greenhouse gas emission reduction in the world. The mechanism emerged from the increasingly severe global warming situation and achieved good results in a short period of six years. Because the carbon emissions trading mechanism of the European Union is different from the former trade in goods and services, the mechanism may conflict with the existing international trade regulation measures. Therefore, it is necessary to study the EU emission trading mechanism. It is not only of great theoretical significance, but also of great practical significance to conduct a deep and systematic study on the emission trading mechanism of the European Union. This can provide a good reference for the establishment of carbon emission trading market in China, and also facilitate the operation of carbon emissions trading system in China, which is more consistent with the WTO law. In this paper, the rules of EU emission trading mechanism are systematically expounded, and its structure framework is presented by interpreting the legislation of EU emission trading mechanism, and then it is discussed whether the EU emission trading mechanism conforms to WTO law. Finally, Put forward our country to the European Union emissions trading mechanism for reference. The first part, introduction. This part describes the background of the emission trading mechanism in the European Union and the potential conflict between the emission trading mechanism and the WTO regulations, and then leads to the problems to be studied in this paper. The second part, the European Union emissions trading mechanism rules. This part first expounds the establishment of EU emission trading mechanism, from the macro point of view. Secondly, the legislation of EU emission trading mechanism is studied in depth, focusing on five aspects: trading subject, trading object and type, total amount and distribution of emission quota, compliance mechanism and punishment measure. Finally, the related features of the mechanism are summarized. The third part, the European Union emission trading directive WTO law compliance investigation. This part focuses on Article 25 of the Emission Trading Directive by studying the jurisprudence of Antigua v. American Gambling Services and the Banana case of the European Union. Taking the American emission broker service as an example, this paper analyzes the compliance of the emission trading mechanism in the European Union. The compliance of EU emission trading mechanism with GATT 1994 / GATS and the financial annex of GATS is investigated. The fourth part, our country to the European Union emission right trading mechanism reference. Based on the previous analysis, the paper sums up the gains and losses of EU in the process of mechanism operation, and puts forward two aspects that China should learn from. The fifth part, conclusion. This part summarizes the full text, the rules of the EU emissions trading mechanism and the specific content of its WTO compliance, summarizes the author's views on this paper.
【学位授予单位】：西南政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D996

【引证文献】