金融监管国际合作的法律框架

发布时间：2018-05-05 10:19

本文选题：金融监管 + 国际合作　；参考：《哈尔滨工业大学》2011年硕士论文

【摘要】：在金融全球化的背景下,金融危机具有了普遍性与传导性,2007年美国金融危机的发生和蔓延再次引起了国际社会对金融监管的高度重视,国际社会普遍认为应加强在金融监管领域的法律合作与协调,为各国和地区的金融市场稳定创造条件,金融监管国际法律合作已经成为金融市场、金融活动国际化的必然。因此,创建国际金融监管新秩序,构建一个统一的金融监管法律体系是未来国际金融发展的必然趋势。通过对现存文献的比较分析,可以看到金融危机之后,各国都在积极推进金融监管改革并进一步谋求国际金融监管法律合作,截至目前,在国际金融领域已经形成了多个区域性或多边合作组织,并通过了相关的法律文件。金融监管国际合作法律实践已经证明,金融监管国际法律合作不仅必要而且具有可行性,现已形成的国际性合作形式业已为建立统一的金融监管国际合作法律机制奠定了基础。基于金融监管活动的特殊性,国际社会至今尚未形成国际金融监管合作的统一法律体系,而金融活动全球化对于国际金融监管合作的紧迫要求使得健全金融监管国际合作法律框架成为现今国际社会探讨的重要课题之一。金融监管国际合作的法律框架应在加强国际金融活动监管的前提下进行构建,国际金融监管主体的范围应由各个国家和地区的监管当局扩展至全球性或区域性的国际金融组织,通过为各国监管部门提供国际金融监管法律合作的平台和机制,以及制定相关的行业监管标准等完成国际法律合作的目标;国际金融监管的合作形式则可以通过制定金融监管多边国际条约和形成统一的国际金融监管规则实现;国际金融监管的合作结构则可体现为多重灵活的双边金融监管法律合作、区域范围内的金融监管法律合作及全球层面的金融监管国际法律合作,最终实现对国际金融活动合作监管的宗旨。
[Abstract]:Under the background of financial globalization, the financial crisis has universality and conductivity. In 2007, the occurrence and spread of the financial crisis in the United States has caused the international community to attach great importance to financial supervision. The international community generally believes that the legal cooperation and coordination in the field of financial supervision and regulation should be strengthened to create a stable financial market for various countries and regions. The international legal cooperation of financial supervision has become a financial market, and the internationalization of financial activities is inevitable. Therefore, to create a new order of international financial supervision and to build a unified legal system of financial supervision is the inevitable trend of the future international financial development. At present, many regional or multilateral cooperative organizations have been formed in the international financial field and relevant legal documents have been formed in the international financial field. The legal practice of international cooperation in financial supervision has proved that international legal cooperation in financial supervision is not only necessary but also necessary. The form of international cooperation, which has been formed, has laid the foundation for the establishment of a unified legal mechanism for international cooperation in financial supervision and regulation. Based on the particularity of the financial regulatory activities, the international community has not yet formed a unified legal system for international financial supervision and cooperation, and the globalization of gold and financial activities for international financial supervision and cooperation. The legal framework for international cooperation in financial supervision has become one of the most important issues in the international community. The legal framework for international financial supervision and supervision should be built on the premise of strengthening the supervision of international financial activities. The scope of the subject of international financial supervision should be extended to all countries and regions. Spherical or regional international financial organizations, through the provision of the platform and mechanism for international financial supervision and legal cooperation for the regulatory departments of various countries, and the establishment of relevant regulatory standards for the industry to complete international legal cooperation; the form of cooperation in international financial supervision can be made through the formulation of multilateral international treaties on financial supervision and the formation of unity. The international financial supervision rules can be realized, and the cooperation structure of international financial supervision can be embodied in the multi flexible bilateral financial supervision and legal cooperation, the regional financial supervision and legal cooperation and international legal cooperation on financial supervision at the global level, and the ultimate realization of the aim of the supervision of international financial cooperation and cooperation.

【学位授予单位】：哈尔滨工业大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D996.2;F831.1

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