信用证软条款及其风险防范

发布时间：2018-05-12 02:29

本文选题：信用证 + 软条款　；参考：《复旦大学》2012年硕士论文

【摘要】：信用证已成为当前国际贸易中普遍使用的贸易结算方式。它以银行信用代替传统的商业信用而对卖方承担付款责任,是风险较小的贸易结算方式。但是,目前一种特别的条款,即信用证“软条款”的存在,却大大地削弱银行担保的作用,对善意出口商造成巨大风险。本文对这一问题进行了较深入的研究,尝试从信用证的基本理论出发,对软条款的性质、类型、成因以及救济方式等等逐一分析。鉴于目前学者们对软条款的定性问题看法不一,本文重点通过欺诈理论,欺诈例外理论等方面对信用证的软条款性质、救济、防范等问题进行了分析。除了引言和结语,本文分为三章,对信用证软条款的基本理论,软条款的救济理论,以及出口企业与银行对于软条款的风险防范等问题进行了讨论。第一章是关于信用证以及信用证软条款的基本理论,主要讨论软条款成因、性质和分类,同时对信用证本身有一个较为全面的认识；第二章是关于信用证软条款的法律性质及效力,本章对信用证软条款的法律性质做了一些论述,另外对信用证软条款的效力问题做了一些探讨；第三章是关于信用证软条款的法律救济和风险防范,从企业的角度对如何防范信用证软条款的风险做了探讨,主要从自身的建设和对外合作这两方面对问题进行阐述。
[Abstract]:The letter of credit has become a common trade settlement in current international trade. It takes the bank credit instead of the traditional commercial credit and takes the payment responsibility for the seller. It is a less risky trade settlement mode. However, the existence of a special clause, the soft clause of the letter of credit, greatly weakens the role of the bank guarantee. This paper makes an in-depth study on this problem. This paper tries to make a thorough study of this problem, trying to analyze the nature, type, cause of the soft terms, and the way of relief from the basic theory of the letter of credit. In view of the different views of the scholars on the qualitative problems of the soft terms, this article focuses on fraud and fraud cases. In addition to the introduction and conclusion, this article is divided into three chapters, including the basic theory of the soft terms of the letter of credit, the relief theory of the soft terms, and the risk prevention of the soft terms by the export enterprises and the banks. The first chapter is about the letter of credit. And the basic theory of the soft terms of the letter of credit, mainly discuss the causes of the soft terms, the nature and the classification, and have a more comprehensive understanding of the letter of credit itself; the second chapter is about the legal nature and effect of the soft terms of the letter of credit. This chapter has made some discussions on the legal nature of the soft terms of the letter of credit and the effect of the soft terms of the letter of credit. The third chapter is about the legal relief and risk prevention of the soft terms of the letter of credit. From the point of view of the enterprise, it discusses how to guard against the risk of the soft terms of the letter of credit, mainly from the two aspects of its own construction and foreign cooperation.

【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D996.2

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