UCP600备用信用证的法律问题研究

发布时间：2018-05-13 00:04

本文选题：UCP600 + 备用信用证　；参考：《大连海事大学》2011年硕士论文

【摘要】：伴随着国际贸易的发展,备用信用证的使用范围日益广泛,有关备用信用证的纠纷也日益突出。尽管关于备用信用证的论文和研究已经非常深入,但是经过我对资料的收集和研究,发现备用信用证的研究主要是结合《联合国独立担保和备用信用证公约》与《国际备用证惯例》,很少有文章是从《跟单信用证统一惯例》(以下简称UCP600)的制定角度来讨论备用信用证的。笔者认为,UCP600是调整信用证的一项国际惯例,备用信用证作为信用证的中,UCP600的很多规范都适用于备用信用证,然而,国际关注ISP98的程度高于UCP600,并没有从UCP600角度来研究备用信用证,UCP600中有很多体现备用信用证特征的规定,因此我以UCP600的角度来研究备用信用证的某些法律问题。针对UCP600的条文分析,结合《国际备用证惯例》关于备用信用证的规定,论述了备用信用证的基本法律性质,旨在通过对UCP600条文和备用信用证的理论研究相结合,分析UCP600关于备用信用证的一般性规定,以及UCP600适用备用信用证的审单规则,并研究与之相对应的欺诈风险防范,并从我国的立法角度予以完善。本论文主要有四部分组成,其主要内容如下：文章第一部分以UCP600的条文为理论基础,结合ISP98的规定,剖析了备用信用证的概念、法律属性和特征,研究了UCP600中备用信用证的规定,并分析了其与一般商业信用证的区别。文章第二部分研究UCP600中备用信用证的审单规则,包括审单规则与独立抽象性原则,分析了UCP600中备用信用证的审单标准,单据的审核范围以及独立抽象性原则在UCP600中的体现。文章第三部分研究了备用信用证风险的种类,主要分析了欺诈风险产生的原因,通过对备用信用证自身制度设计的研究,分析了欺诈风险的防范。文章第四部分对我国有关备用信用证规定的相关法律规定和司法现状进行分析,指出存在的问题并提出建议,主要从立法的角度来思考相关法律依据的完善。
[Abstract]:With the development of international trade, standby letter of credit is widely used and disputes about standby letter of credit become more and more prominent. Although the papers and studies on standby letters of credit have been very thorough, but after my collection and study of the information, It is found that the research on standby letters of credit is mainly combined with the United Nations Convention on Independent guarantees and Stand-by Letters of Credit and the practice of International Stand-by. There are few articles from the point of view of the formulation of the uniform practice on documentary credits (hereinafter referred to as UCP600). To discuss standby letters of credit. The author thinks that UCP600 is an international practice in adjusting letters of credit, and that standby letters of credit, as a part of letters of credit, many of the specifications of UCP600 are applicable to standby letters of credit, however, The degree of international attention to ISP98 is higher than that of UCP600, and there are not many provisions in standby letter of credit (UCP600) which embody the characteristics of standby letter of credit from the angle of UCP600. Therefore, I study some legal problems of standby letter of credit from the angle of UCP600. Based on the analysis of the provisions of UCP600, combined with the provisions on standby letters of credit in International standby practice, this paper discusses the basic legal nature of standby letters of credit. The purpose of this paper is to combine the provisions of UCP600 with the theoretical study of standby letters of credit. This paper analyzes the general provisions of UCP600 on standby letters of credit, and the rules for UCP600 to apply to standby letters of credit, and studies the corresponding fraud risk prevention, and perfects them from the angle of our country's legislation. This paper is composed of four parts, the main contents are as follows: The first part of the article is based on the provisions of UCP600, combined with the provisions of ISP98, analyzes the concept, legal attributes and characteristics of standby letters of credit, studies the provisions of standby letters of credit in UCP600, and analyzes the differences between standby letters of credit and general commercial letters of credit. In the second part of this paper, we study the rules of standby letter of credit in UCP600, including the rules of documentary review and the principle of independence and abstraction, and analyze the standards of standby letter of credit in UCP600, the scope of examination of documents and the embodiment of the principle of independence and abstraction in UCP600. The third part of the article studies the types of standby letter of credit risk, mainly analyzes the causes of fraud risk, through the study of standby letter of credit system design, analyzes the prevention of fraud risk. The fourth part of the article analyzes the relevant legal provisions and judicial status of the provisions of standby letters of credit in China, points out the existing problems and puts forward suggestions, mainly from the legislative point of view to consider the perfection of the relevant legal basis.
【学位授予单位】：大连海事大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D996.2;F740.4

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