独立担保欺诈例外法律问题研究

发布时间：2018-05-14 14:30

本文选题：独立担保欺诈 + 欺诈例外原则　；参考：《大连海事大学》2012年硕士论文

【摘要】：目前国际经济贸易往来中,独立担保作为一种新型的担保方式被广泛运用,促进了国际贸易的发展。但因独立担保制度固有的独立性特征,独立担保欺诈案件层出不穷,不仅仅影响了独立担保制度进一步的发展完善,而且破坏了国际经济贸易的正常秩序。独立担保欺诈产生的原因是多方面的,根本原因在于独立担保制度的独立性特征,外部原因在于各国对于独立担保制度欺诈认定存在差异,为了从根本上抑制独立担保欺诈的发生,平衡交易双方的利益,各国在建立独立担保制度的同时承认独立担保欺诈例外原则,允许法院签发止付令的形式实现对欺诈受害者的救济。但如果随意扩大欺诈的概念,必将影响独立担保正常功能的发挥,因此衡量独立担保独立性原则和欺诈例外原则具有重大的理论和现实意义。欺诈例外原则的法理基础包括诚实信用原则、公平原则及公共秩序保留原则,欺诈例外原则实现的手段主要包括担保人拒付和法院禁令。在我国对外经济交往中,独立担保必将越来越多地被应用,但国内关于独立担保欺诈的研究还处于起步阶段,我国独立担保欺诈存在较多问题,主要在于我国没有独立担保欺诈的立法及相关的司法解释,造成在司法实践中无法可依的局面。本文通过研究西方主要国家和《联合国独立担保与备用信用证公约》对独立担保欺诈制度的规定,反思我国对独立担保欺诈的立法现状,进而从实体法和程序法两方面提出完善我国独立担保欺诈例外制度的建议,以完善独立担保制度,促进我国国际贸易的发展。
[Abstract]:At present, as a new type of guarantee, independent guarantee is widely used in international trade, which promotes the development of international trade. However, due to the inherent independence characteristics of the independent guarantee system, independent guarantee fraud cases emerge in endlessly, which not only affects the further development and perfection of the independent guarantee system, but also destroys the normal order of international economic and trade. There are many reasons for independent guarantee fraud, the fundamental reason lies in the independence characteristics of independent guarantee system, and the external reason is that there are differences in the identification of fraud in independent guarantee system. In order to fundamentally restrain the occurrence of independent guarantee fraud and balance the interests of both parties to the transaction, States recognize the exception principle of independent security fraud while establishing independent security system. Allow the court to grant relief to victims of fraud in the form of stop-payments orders. However, if the concept of fraud is expanded at will, it will affect the normal function of independent guarantee. Therefore, it is of great theoretical and practical significance to measure the principle of independence of independent guarantee and the principle of fraud exception. The legal basis of the principle of fraud exception includes the principle of good faith, the principle of fairness and the principle of keeping public order. The means of realizing the principle of exception of fraud mainly include the refusal of guarantor to pay and the injunction of court. In China's foreign economic exchanges, independent guarantee will be used more and more, but the domestic research on independent guarantee fraud is still in its infancy, and there are many problems in China's independent guarantee fraud. The main reason lies in the fact that there is no independent guarantee fraud legislation and related judicial interpretation in our country, which makes it impossible to follow in judicial practice. By studying the provisions of the independent guarantee fraud system in the main western countries and the United Nations Convention on Independent guarantees and Stand-by Letters of Credit, this paper reflects on the current legislative situation of independent guarantee fraud in China. Then it puts forward some suggestions from substantive law and procedural law to perfect the exception system of independent guarantee fraud in order to perfect the independent guarantee system and promote the development of China's international trade.
【学位授予单位】：大连海事大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D996.1

【引证文献】