金融监管国际合作研究

发布时间：2018-05-16 18:41

本文选题：金融监管 + 博弈分析　；参考：《云南财经大学》2010年硕士论文

【摘要】： 当今是一个经济一体化、金融全球化的时代,混业经营已经成为金融业的发展趋势,同时金融机构出现大型化、国际化等特征,这些都给金融监管国际合作带来新的挑战。随着2007年美国次贷危机迅速演变为全球金融风暴,如何有效加强金融监管合作,防止金融风险在全球的蔓延成为各国金融监管当局普遍关心的问题。20世纪70年代后,随着金融监管国际化的深化发展,金融监管国际合作逐渐发展起来。金融监管的国际合作代表了国际金融监管合作的重要方向,因此有必要对此进行更深一步的研究。虽然金融监管的国际合作已经取得了初步成效,但对其中很多方面的研究仍显不足。本人探讨了金融监管国际合作的一些具体问题,并就此提出自己的一些观点,旨在引起大家对金融监管国际合作问题的共同关注。本文分为三个部分,第一部分包括第一章和第二章。本部分指出金融监管国际合作的研究意义和背景,同时对相关文献综述和基本理论进行了梳理。第二部分包括第三、四、五章,首先指出金融监管合作的必要性,重点从博弈的角度对其进行分析;其次结合过去的东南亚金融危机和美国金融危机对当前金融监管的主要机构、框架进行介绍。第三部分是第六章,本部分在以上分析的基础上,提出了相关的政策建议:建立双边合作、地区多边合作与全球多边合作相结合的多层次合作体系;建立全球统一并账监管制度;增强发展中国家在金融监管国际合作机制中的作用;长期来看,应该致力在全球范围内建立一个由各国金融监管当局参加的统一的国际金融监管。
[Abstract]:Today is an era of economic integration and financial globalization, the mixed operation has become the development trend of the financial industry, at the same time, the financial institutions appear the characteristics of large-scale, internationalization, all these bring new challenges to the international cooperation of financial supervision. As the subprime mortgage crisis in the United States rapidly evolved into a global financial storm in 2007, how to effectively strengthen financial supervision cooperation and prevent the spread of financial risks in the world has become a common concern of financial regulatory authorities in various countries since the 1970s. With the deepening development of the internationalization of financial supervision, international cooperation of financial supervision has gradually developed. The international cooperation of financial supervision represents the important direction of international financial supervision cooperation, so it is necessary to further study it. Although international cooperation in financial regulation has achieved initial results, many of the studies are still insufficient. This paper probes into some specific problems of international cooperation in financial supervision and puts forward some points of view in order to arouse common concern about international cooperation in financial supervision. This article is divided into three parts, the first part includes the first chapter and the second chapter. This part points out the research significance and background of international cooperation in financial supervision, and combs the relevant literature review and basic theory. The second part includes the third, fourth and fifth chapters. Firstly, it points out the necessity of financial supervision cooperation, and analyzes it from the point of view of game theory. Secondly, the main institutions and framework of current financial supervision are introduced in combination with the past financial crisis in Southeast Asia and the financial crisis in the United States. The third part is the sixth chapter, based on the above analysis, this part puts forward the relevant policy recommendations: establishing bilateral cooperation, regional multilateral cooperation and global multilateral cooperation of the multi-level cooperation system; In the long run, we should work to establish a unified international financial supervision system with the participation of the financial regulatory authorities of all countries. The role of developing countries in the international cooperation mechanism of financial supervision should be strengthened. In the long run, we should strive to establish a unified international financial supervision system with the participation of the financial regulatory authorities of all countries.
【学位授予单位】：云南财经大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：F831.1;F224

【引证文献】