论正当程序原则在双边投资协定中的适用

发布时间：2018-05-24 03:13

本文选题：正当程序 + 双边投资协定　；参考：《首都经济贸易大学》2017年硕士论文

【摘要】：正当程序原则是英美法系国家在国内法中确保程序正当性的首要原则,也是其保障私人产权的重要方式和基本理念。因此,英美法系国家在对外签订投资协定时,通常对正当程序设置非常高的要求。在投资协定中,无论是投资待遇部分、投资保护部分亦或是争端解决部分都可以看到程序正当性的要求。即使是在同一个投资协定中,当正当程序原则涉及在不同条款中的适用时,也会体现出特定的含义。这使得正当程序在晚近的投资协定仲裁实践中,成为一个聚讼纷纭的问题。本文拟通过对国际投资仲裁实践中正当程序的价值和标准的解读,得出国际投资仲裁中理解和适用正当程序的一般规律。并试图在厘清双边投资协定中正当程序原则的内涵的前提下,结合相关缔约及仲裁实践,深入探讨涉及正当程序原则的条款在中国未来的双边投资协定中的建构及适用问题。本文共分为五个部分:第一部分,首先介绍国际法中正当程序原则的性质和在双边投资协定中的表现类型,对作为一般国际法原则的正当程序原则的内涵进行解读。然后介绍双边投资协定中正当程序原则的三重价值。第二部分,结合国际投资仲裁中的代表性案例,分析双边投资协定中确保结果正义的正当程序要求。包括“公平与公正待遇”条款里正当程序原则的要求以及“征收及补偿”条款里正当程序原则的要求。第三部分,结合国际投资仲裁中的代表性案例,分析双边投资协定中强调程序正义的正当程序要求。包括“公平与公正待遇”条款里正当程序原则的要求。第四部分,结合国际投资仲裁中的代表性案例,分析双边投资协定中平衡公平与效率的正当程序要求。包括应否规定司法审查的要求以及“岔路口条款”设计的要求。第五部分,在分析中国现行双边投资协定中的正当程序规定的基础上,探讨未来中国缔结双边投资协定时的考量和选择。并结合美式双边投资协定范本,着重对中美双边投资协定谈判中正当程序的建构及适用提出相关的立法建议。
[Abstract]:The principle of due process is the primary principle to ensure the legitimacy of procedure in common law countries, and it is also an important way and basic idea to protect private property rights. Therefore, Anglo-American law countries usually set very high requirements on due process when they sign investment agreements with foreign countries. In the investment agreement, whether it is the part of investment treatment, the part of investment protection or the part of dispute settlement, we can see the requirements of due process. Even in the same investment agreement, the principle of due process has a specific meaning when it relates to the application of different provisions. This makes due process a controversial issue in the recent practice of investment agreement arbitration. Through the interpretation of the value and standard of due process in the practice of international investment arbitration, this paper draws the general law of understanding and applying due process in international investment arbitration. On the premise of clarifying the connotation of due process principle in bilateral investment agreement (bits) and combining relevant contracting and arbitration practice, this paper probes into the construction and application of the provisions concerning due process principle in China's future bilateral investment agreements (bits). This paper is divided into five parts: the first part introduces the nature of the principle of due process in international law and the types of expression in the bilateral investment agreement, and interprets the connotation of the principle of due process as the principle of general international law. Then introduce the triple value of due process principle in bits. In the second part, the author analyzes the due process requirements of the bilateral Investment Agreement (bits) to ensure the justice of the outcome. It includes the requirements of due process principle in fair and just treatment clause and due process principle in expropriation and compensation clause. In the third part, the author analyzes the due process requirements of the bilateral Investment Agreement (bits) to emphasize the procedural justice in the light of the representative cases in the international investment arbitration. Includes the requirements of due process principles in the "Fair and just treatment" clause. The fourth part analyzes the due process requirements of balancing fairness and efficiency in bilateral investment agreements (bits), combining with representative cases in international investment arbitration. Including whether to provide for judicial review requirements and the "fork-off clause" design requirements. The fifth part, based on the analysis of due process provisions in China's current bilateral investment agreements, discusses the consideration and choice of China's conclusion of bilateral investment agreements in the future. Combined with the model of American bits, the author puts forward some legislative suggestions on the construction and application of due process in the negotiation of bilateral investment agreements between China and the United States.
【学位授予单位】：首都经济贸易大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D996.4

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