电子提单流转模式法律问题研究

发布时间：2018-10-19 16:36

【摘要】：流转是提单的重要特性之一,对于新兴的电子提单,也是一样。但是电子提单的流转法律制度尚未有太多学者涉及,本文将对电子提单流转模式的相关问题进行初步探讨。本文的论述将按以下顺序进行：第一章对电子提单及相关概念进行了概述。首先介绍了传统提单的概念和在当今国际贸易中的作用,进而介绍了电子提单区别于传统提单的特殊性,阐述了电子提单相较于传统提单在流转模式上的区别。由于这些优势,使电子提单取代传统提单成为了可能。然后论述了电子提单的发展趋势以及相关立法问题。第二章主要论述电子提单流转模式的法律基础。首先概述了提单流通性,进而说明电子提单要想顺利流通必须确立功能等同原则,法律上应当对该原则进行立法确认。这样才能给电子提单像传统提单一样流转奠定法律基础。第三章主要论述了电子提单流转模式的具体法律制度。首先表明了电子提单实践中流通的基础,分别基于当事人之间的合同、基于电子提单立法。然后,就电子提单实践中的流通模式进行了详细分析。介绍了三种主要模式,即SeaDocs模式、CMI模式、Bolero模式。对各个模式下提单的签发、转让、交付做了较为详细说明。并对各个模式的优缺点进行了简要介绍。最后,并且对于实践中流通模式做了相应思考。第四章主要分析了电子提单流转模式需要的具体法律制度,阐述了如何进行电子提单流转模式的法律建构。提出明确电子提单流转性的立法建议,提出电子提单流转模式的发展趋势是根据强制性国际公约建立世界范围统一的电子提单流通模式。
[Abstract]:Circulation is one of the important characteristics of bill of lading, and so is the emerging electronic bill of lading. However, there are not too many scholars involved in the legal system of the circulation of electronic bills of lading. This paper will be discussed in the following order: the first chapter summarizes the electronic bill of lading and related concepts. This paper first introduces the concept of the traditional bill of lading and its function in the international trade, then introduces the particularity of the electronic bill of lading which is different from the traditional bill of lading, and expounds the difference between the electronic bill of lading and the traditional bill of lading in the circulation mode. Because of these advantages, it is possible to replace the traditional bill of lading with electronic bill of lading. Then discusses the development trend of electronic bill of lading and related legislative issues. The second chapter mainly discusses the legal basis of electronic bill of lading circulation model. Firstly, this paper summarizes the circulation of bill of lading, and then explains that the principle of functional equivalence must be established if the electronic bill of lading wants to circulate smoothly, and the principle should be confirmed by legislation. Only in this way can the electronic bill of lading lay the legal foundation for the flow of the bill of lading like the traditional bill of lading. The third chapter mainly discusses the specific legal system of electronic bill of lading circulation mode. Firstly, it shows the basis of electronic bill of lading in practice, based on the contract between the parties, based on the legislation of electronic bill of lading. Then, the circulation mode in the practice of electronic bill of lading is analyzed in detail. This paper introduces three main modes, that is, SeaDocs mode, CMI mode and Bolero mode. The issuance, transfer and delivery of bills of lading are described in detail. The advantages and disadvantages of each mode are briefly introduced. Finally, the circulation mode in practice is considered. The fourth chapter mainly analyzes the specific legal system that the electronic bill of lading circulation mode needs, elaborated how to carry on the electronic bill of lading circulation pattern legal construction. This paper puts forward some legislative suggestions on the circulation of electronic bill of lading, and points out that the developing trend of the mode of circulation of electronic bill of lading is to establish a unified circulation mode of electronic bill of lading according to mandatory international conventions.
【学位授予单位】：大连海事大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D996.19;F740.4

【引证文献】