继受股东资格取得问题研究

发布时间：2018-01-12 22:21

本文关键词：继受股东资格取得问题研究　出处：《贵州大学》2016年硕士论文　论文类型：学位论文

【摘要】：公司法是商法体系一个重要组成部分,秉承了商法的重要属性——实践性,并由此决定了公司法必须能够实实在在的解决实践中的问题,公司法的全部生命和价值承载也体现为其实践性。股东作为公司实践的发起人或者继受人,在公司运营中起到了极为重要的作用,这样股权问题就成为了公司纠纷中的核心问题之一。股权的保护水平是检验一国公司法治是否成熟和公正的试金石,保护股权的首要任务就是确认股权的归属,通俗的说,就是确认谁对公司享有股权,谁具有公司的股东资格。股东资格的认定对股东本身包括债权人利益都会产生深远的影响,现行立法并未明确规定股权转让中股东资格取得的问题,各地实践操作也不尽一致,实践中权利人采取的确认股东资格方式有通知公司股权转让、股东名册的变更、向公司发出要求变更股东名册、工商登记的请求等等……另外,同样,出资证明书或者其他相关的出资证明、公司章程、工商登记等,都从不同角度上能够证明股东资格。我国《公司法》及其司法解释、各地方性的相关规定多有涉及到股权变动以及股东资格认定之间相互关系的问题,但目前这些规范在实践操作中存在一定的冲突,理论层面对这一问题也存在诸多争议,亟待解决。与继受取得股东资格相比,立法中已经比较详细的规定了股东资格的原始取得,一般来说,股东资格原始取得中主要存在的两个问题是隐名出资和瑕疵出资情形下的股东资格认定,该问题的处理已经随着《公司法解释三》的颁布实施而相对明确,而继受取得股东资格则还有很多问题值得研究,尤其是在继受取得股权中,股东资格认定问题会对各方主体之间的权利义务关系产生比较重大影响。司法实践中与股权转让有关的股东资格认定争议的现实案例也较为多见。有鉴于此,本文基于缩小股东资格认定范围的考虑,仅从继受取得股东资格取得一个角度切入,从股权转让以及股权继承两个方面入手,针对性的对相关继受取得股东资格问题进行案例剖析,进而提出完善建议,为我国公司法更具实践性贡献自己的绵薄之力。本文计三万余字,除引言及结语外,正文分四个部分阐述。第一部分:继受股东资格取得基本问题概述。这部分主要阐述了股东资格的基本涵义以及与其他相关概念进行对比,并将继受取得股东资格进行类型化分析,分别探索股权转让和股权继承中继受取得股东资格的逻辑外延。第二部分:继受取得股东资格认定相关案例分析。该部分选取了继受取得股东资格诉讼中三个比较具有代表性的案例,通过法院的审判,分析法院审判依据及其合法合理性,发现继受取得股东资格过程中的问题。第三部分:继受股东资格取得认定案例引出的问题。该部分承接第二部分,结合本文选取的真实案例,归纳出实践中继受取得股东资格中容易出现的问题,并分析问题出现的背景。第四部分:继受股东资格取得在实践中的完善。结合第三部分提出的问题,该部分给出了较为具有针对性的回应,分别从股权转让中股东资格认定制度的完善和股权继承中股东资格认定制度的完善两个方面,分八个小点试图尽可能全面的分析解决当前继受取得股东资格认定中的困难,以期在我国继受取得股东资格处理能够进一步的科学性和合理性,避免不必要争论的产生,进而使该制度更能满足我国社会和司法实践的需要,更好的保护各方当事人的合法权益。
[Abstract]:The company law is an important part of commercial law system, adhering to the important attribute of Commercial Law -- practice, which determines the company law must be able to solve real problems in practice in the whole life, and the value of company law bearing embodies practicality. Shareholders as promoters or following the company practice the people in the company's operations has played a very important role, so the equity issue has become one of the core issues of the company disputes. The level of protection is a test of corporate equity is the rule of law and justice of the touchstone of mature, the primary task is to ensure the protection of equity equity ownership, generally speaking, is to confirm who enjoy the equity in the company, who have the qualification of shareholders of the company. The qualification of shareholders including the interests of the creditors of the shareholders themselves will have a far-reaching impact, the current legislation does not specify equity transfer To get the qualification of shareholders, around the practice are not the same, the right of people to take the practice of shareholder qualification has informed the company equity transfer, shareholders change, request changes of shareholders to the company, the business registration request and so on. In addition, the same, the certificate or other relevant investment certificate, the articles of incorporation, business registration, from different angles, which can prove the qualification of shareholders. Our company law and its judicial interpretation ", the relevant provisions of the party around the many changes in equity related to the shareholder qualifications and relationship between the problems, but these norms in practice there is a certain conflict theory in this problem there are many disputes to be solved. Compared with the acquisition of shareholder qualification, the legislation has detailed provisions of the qualification of shareholders of the original acquisition, general Two, the main problem existed in the original acquisition of shareholder's qualification is dormant and defective capital contribution of the status of shareholder in the case that the problem has been with three > < interpretation of the company law promulgated and relatively clear, and the acquisition of shareholder qualification, there are still many problems worth studying, especially in the following the equity, shareholder qualification issues will have a significant impact on the main parties in the relationship between rights and obligations. The real cases in judicial practice and the qualification of shareholder equity transfer dispute that is more common. In view of this, this paper consider the narrow range based on shareholder qualification, only from the made by the following shareholders entitled to a from the perspective of equity transfer and equity inheritance in two aspects, the shareholder qualification made by the following case analysis of the problem, and then put forward the perfect construction On China's company law more practical contributing. This paper has more than 30000 words, in addition to the introduction and conclusion, the text is divided into four parts. The first part: the qualification of shareholders made an overview of basic issues. This part mainly explains the basic meaning of shareholder qualification and other related concepts are compared, and will be made by the following shareholder qualification of the type of analysis, to explore the transfer of equity and equity inheritance by the relay logical extension of shareholder qualification. The second part: the acquisition of shareholder qualification related case analysis. This part offers made by the following three typical cases of shareholder qualification through the court proceedings, trial analysis of the trial court and the legal basis of rationality, that made by the following shareholder qualification process. The third part: the acquisition of shareholder's qualification cognizance case leads to problems The part to undertake the second part, combined with the real case in this paper, summed up the practice by the relay prone to obtain shareholder qualification in the problem, and analyze the background of the issue. The fourth part: the qualification of shareholders made perfect in practice. Combined with the third part of the question, this part gives a more targeted in response, separately from the equity transfer of shareholder qualification and perfect equity inheritance system of shareholder qualification system in two aspects, eight point comprehensive analysis trying to solve the current made by the following shareholder qualification in difficulties as far as possible, in order to acceptance in China to obtain shareholder qualification to further processing the science and rationality, to avoid unnecessary disputes, thereby enabling the system to better meet the needs of our society and judicial practice, to better protect lawful rights of the parties Yi.

【学位授予单位】：贵州大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D922.291.91

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