论我国反垄断法中的宽恕制度

发布时间：2018-01-20 00:42

本文关键词： 宽恕制度垄断协议反垄断法　出处：《北京交通大学》2017年硕士论文　论文类型：学位论文

【摘要】：垄断协议行为严重阻碍、扭曲正常的市场竞争和交易,是反垄断法重点整治的对象。而违法者为了获得不正当利益,往往使用极为隐蔽的方法达成垄断协议,使反垄断执法机构很难进行查处。我国宽恕制度的有效推行离不开学术理论支撑。本文旨在全面研究反垄断宽恕制度,在探讨该制度的一般理论以及立法缺陷的基础上,通过对域外相关立法的研究与借鉴,对我国宽恕制度的完善提出合理化建议。第一部分是反垄断法宽恕制度概述。从探析制度的定义入手,进一步从经济学、法理学角度对该制度进行理论分析;同时从构建可视化程序、设置高昂的违法成本以及优厚的宽恕待遇等方面进行切入,以探究该制度的构建准则。第二部分是对我国宽恕制度的立法现状及存在问题进行分析。从法律层面到工商总局、发改委颁布的部门规章,对涉及到宽恕制度的法律法规详尽分析,从而探讨该制度的立法、执法现存问题。立法存在的主要问题是原则性较强、适用主体范围较窄以及未规定合理的宽恕待遇;执法存在的主要问题是执法机构多元化以及执法机构自由裁量空间过大。第三部分是分析借鉴域外宽恕制度立法。通过探究域外发达国家和地区的宽恕制度,对我国的制度设计提供立法借鉴。第四部分是完善我国反垄断宽恕制度的建议。在规则构建方面包括制定完备的程序、扩大制度的适用对象以及设置合理的宽恕待遇;同时在执法方面明确反垄断执法机构的分工,限制执法机构的自由裁量空间。
[Abstract]:Monopoly agreement seriously hinders, distorts the normal market competition and transaction, is the target of the anti-monopoly law. In order to obtain the improper benefit, the violator often uses the extremely hidden method to reach the monopoly agreement. It is very difficult for anti-monopoly law enforcement agencies to investigate and deal with. The effective implementation of forgiveness system in China can not be separated from academic theoretical support. The purpose of this paper is to comprehensively study the anti-monopoly forgiveness system. On the basis of discussing the general theory of the system and the defects of the legislation, the author studies and draws lessons from the relevant legislation. The first part is an overview of the forgiveness system of anti-monopoly law, starting with the analysis of the definition of the system, further from the perspective of economics and jurisprudence to carry out theoretical analysis of the system; At the same time, from the construction of visual programs, setting up high illegal costs and generous leniency treatment and so on. In order to explore the construction of the system. The second part is to analyze the legislative status and existing problems of the leniency system in China. From the legal level to the General Administration of Industry and Commerce, the National Development and Reform Commission promulgated the departmental regulations. Detailed analysis of laws and regulations related to the system of forgiveness, so as to explore the system of legislation, enforcement of the existing problems. The main problem of legislation is strong principle. The scope of application is narrow and there is no reasonable forgiving treatment; The main problems of law enforcement are the diversification of law enforcement agencies and the excessive discretion of law enforcement agencies. The third part is to analyze and learn from the legislation of extraterritorial leniency system by exploring the system of forgiveness in foreign developed countries and regions. Part 4th is the suggestion to perfect the system of antitrust forgiveness in our country. In the aspect of rule construction, it includes the establishment of complete procedure. Expanding the applicable object of the system and setting up reasonable leniency treatment; At the same time, the division of labor of anti-monopoly law enforcement agencies is clear and the discretion space of law enforcement agencies is limited.
【学位授予单位】：北京交通大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.294

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